Filed: 11/14/2023ACC: 0001095449-23-000078
📋 What this filing means
STUART CHAUSSEE & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 131 equity positions with a total reported market value of $300.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
131
Positions
$300.78M
Total AUM (reported)
5.19M
Total Shares
Allocation by class
COMMON$300.78M100.0%
Portfolio Concentration
Top 3$244.09M81.2%
4–10$48.80M16.2%
11–25$4.79M1.6%
Rest$3.11M1.0%
Top 3 weight
81.2%
Top 10 weight
97.4%
Voting Authority Distribution
Total shares with voting rights: 5.19M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.19M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole131
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings131
Rows:
iShares 0-3 Month T-Bond
SOLEShares1.21M
TypeSH
Market value$121.47M
40.39%
Sole
0.00
Shared
0.00
None
1.21M
Innovator Power Buffer - Nov.
SOLEShares2.88M
TypeSH
Market value$95.21M
31.65%
Sole
0.00
Shared
0.00
None
2.88M
Vanguard Information Technolog
SOLEShares66.06K
TypeSH
Market value$27.41M
9.11%
Sole
0.00
Shared
0.00
None
66.06K
Innovator Power Buffer - Sept.
SOLEShares691.38K
TypeSH
Market value$22.40M
7.45%
Sole
0.00
Shared
0.00
None
691.38K
iShares Expanded Technology
SOLEShares41.12K
TypeSH
Market value$15.72M
5.23%
Sole
0.00
Shared
0.00
None
41.12K
Innovator Buffer - Jan.
SOLEShares109K
TypeSH
Market value$4.00M
1.33%
Sole
0.00
Shared
0.00
None
109K
Vanguard High Dividend Yield
SOLEShares33.25K
TypeSH
Market value$3.44M
1.14%
Sole
0.00
Shared
0.00
None
33.25K
Innovator Power Buffer - Jan.
SOLEShares42.99K
TypeSH
Market value$1.50M
0.50%
Sole
0.00
Shared
0.00
None
42.99K
Innovator Power Buffer - Mar.
SOLEShares34.17K
TypeSH
Market value$1.14M
0.38%
Sole
0.00
Shared
0.00
None
34.17K
Procter & Gamble
SOLEShares4.10K
TypeSH
Market value$598.1K
0.20%
Sole
0.00
Shared
0.00
None
4.10K
Technology Sector SPDR
SOLEShares3.52K
TypeSH
Market value$577.7K
0.19%
Sole
0.00
Shared
0.00
None
3.52K
Microsoft
SOLEShares1.71K
TypeSH
Market value$538.8K
0.18%
Sole
0.00
Shared
0.00
None
1.71K
Invesco QQQ Trust
SOLEShares1.17K
TypeSH
Market value$420.0K
0.14%
Sole
0.00
Shared
0.00
None
1.17K
UPS
SOLEShares2.49K
TypeSH
Market value$387.6K
0.13%
Sole
0.00
Shared
0.00
None
2.49K
First Trust Moderate Buffer -
SOLEShares12.40K
TypeSH
Market value$380.3K
0.13%
Sole
0.00
Shared
0.00
None
12.40K
Waste Management
SOLEShares2.29K
TypeSH
Market value$348.5K
0.12%
Sole
0.00
Shared
0.00
None
2.29K
Home Depot
SOLEShares1.11K
TypeSH
Market value$334.8K
0.11%
Sole
0.00
Shared
0.00
None
1.11K
Alphabet
SOLEShares1.96K
TypeSH
Market value$256.5K
0.09%
Sole
0.00
Shared
0.00
None
1.96K
Starbucks
SOLEShares2.69K
TypeSH
Market value$245.1K
0.08%
Sole
0.00
Shared
0.00
None
2.69K
Alphabet
SOLEShares1.82K
TypeSH
Market value$240.0K
0.08%
Sole
0.00
Shared
0.00
None
1.82K
Eli Lilly
SOLEShares430.00
TypeSH
Market value$231.0K
0.08%
Sole
0.00
Shared
0.00
None
430.00
iShares Russell 1000 Growth
SOLEShares850.00
TypeSH
Market value$226.1K
0.08%
Sole
0.00
Shared
0.00
None
850.00
Apple
SOLEShares1.32K
TypeSH
Market value$226.0K
0.08%
Sole
0.00
Shared
0.00
None
1.32K
McDonald's
SOLEShares777.00
TypeSH
Market value$204.7K
0.07%
Sole
0.00
Shared
0.00
None
777.00
Chevron
SOLEShares1K
TypeSH
Market value$168.6K
0.06%
Sole
0.00
Shared
0.00
None
1K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
iShares 0-3 Month T-BondSOLE | Common | 1.21M | SH | $121.47M 40.39% | 0.00 | 0.00 | 1.21M |
Innovator Power Buffer - Nov.SOLE | Common | 2.88M | SH | $95.21M 31.65% | 0.00 | 0.00 | 2.88M |
Vanguard Information TechnologSOLE | Common | 66.06K | SH | $27.41M 9.11% | 0.00 | 0.00 | 66.06K |
Innovator Power Buffer - Sept.SOLE | Common | 691.38K | SH | $22.40M 7.45% | 0.00 | 0.00 | 691.38K |
iShares Expanded TechnologySOLE | Common | 41.12K | SH | $15.72M 5.23% | 0.00 | 0.00 | 41.12K |
Innovator Buffer - Jan.SOLE | Common | 109K | SH | $4.00M 1.33% | 0.00 | 0.00 | 109K |
Vanguard High Dividend YieldSOLE | Common | 33.25K | SH | $3.44M 1.14% | 0.00 | 0.00 | 33.25K |
Innovator Power Buffer - Jan.SOLE | Common | 42.99K | SH | $1.50M 0.50% | 0.00 | 0.00 | 42.99K |
Innovator Power Buffer - Mar.SOLE | Common | 34.17K | SH | $1.14M 0.38% | 0.00 | 0.00 | 34.17K |
Procter & GambleSOLE | Common | 4.10K | SH | $598.1K 0.20% | 0.00 | 0.00 | 4.10K |
Technology Sector SPDRSOLE | Common | 3.52K | SH | $577.7K 0.19% | 0.00 | 0.00 | 3.52K |
MicrosoftSOLE | Common | 1.71K | SH | $538.8K 0.18% | 0.00 | 0.00 | 1.71K |
Invesco QQQ TrustSOLE | Common | 1.17K | SH | $420.0K 0.14% | 0.00 | 0.00 | 1.17K |
UPSSOLE | Common | 2.49K | SH | $387.6K 0.13% | 0.00 | 0.00 | 2.49K |
First Trust Moderate Buffer -SOLE | Common | 12.40K | SH | $380.3K 0.13% | 0.00 | 0.00 | 12.40K |
Waste ManagementSOLE | Common | 2.29K | SH | $348.5K 0.12% | 0.00 | 0.00 | 2.29K |
Home DepotSOLE | Common | 1.11K | SH | $334.8K 0.11% | 0.00 | 0.00 | 1.11K |
AlphabetSOLE | Common | 1.96K | SH | $256.5K 0.09% | 0.00 | 0.00 | 1.96K |
StarbucksSOLE | Common | 2.69K | SH | $245.1K 0.08% | 0.00 | 0.00 | 2.69K |
AlphabetSOLE | Common | 1.82K | SH | $240.0K 0.08% | 0.00 | 0.00 | 1.82K |
Eli LillySOLE | Common | 430.00 | SH | $231.0K 0.08% | 0.00 | 0.00 | 430.00 |
iShares Russell 1000 GrowthSOLE | Common | 850.00 | SH | $226.1K 0.08% | 0.00 | 0.00 | 850.00 |
AppleSOLE | Common | 1.32K | SH | $226.0K 0.08% | 0.00 | 0.00 | 1.32K |
McDonald'sSOLE | Common | 777.00 | SH | $204.7K 0.07% | 0.00 | 0.00 | 777.00 |
ChevronSOLE | Common | 1K | SH | $168.6K 0.06% | 0.00 | 0.00 | 1K |
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