Filed: 8/4/2023ACC: 0001095449-23-000063
📋 What this filing means
STUART CHAUSSEE & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 131 equity positions with a total reported market value of $317.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
131
Positions
$317.74M
Total AUM (reported)
5.60M
Total Shares
Allocation by class
COMMON$317.74M100.0%
Portfolio Concentration
Top 3$252.19M79.4%
4–10$56.43M17.8%
11–25$5.77M1.8%
Rest$3.35M1.1%
Top 3 weight
79.4%
Top 10 weight
97.1%
Voting Authority Distribution
Total shares with voting rights: 5.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole131
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings131
Rows:
iShares 0-3 Month T-Bond
SOLEShares1.24M
TypeSH
Market value$124.57M
39.21%
Sole
0.00
Shared
0.00
None
1.24M
Innovator Power Buffer - Nov.
SOLEShares2.89M
TypeSH
Market value$98.03M
30.85%
Sole
0.00
Shared
0.00
None
2.89M
Vanguard Information Technolog
SOLEShares66.90K
TypeSH
Market value$29.58M
9.31%
Sole
0.00
Shared
0.00
None
66.90K
Innovator Power Buffer - Sept.
SOLEShares708.64K
TypeSH
Market value$23.18M
7.30%
Sole
0.00
Shared
0.00
None
708.64K
iShares Expanded Technology
SOLEShares41.34K
TypeSH
Market value$16.24M
5.11%
Sole
0.00
Shared
0.00
None
41.34K
ProShares Short QQQ 3x
SOLEShares353K
TypeSH
Market value$6.68M
2.10%
Sole
0.00
Shared
0.00
None
353K
Innovator Buffer - Jan.
SOLEShares109K
TypeSH
Market value$4.11M
1.29%
Sole
0.00
Shared
0.00
None
109K
Vanguard High Dividend Yield
SOLEShares33.25K
TypeSH
Market value$3.53M
1.11%
Sole
0.00
Shared
0.00
None
33.25K
Innovator Power Buffer - Jan.
SOLEShares43.99K
TypeSH
Market value$1.54M
0.49%
Sole
0.00
Shared
0.00
None
43.99K
Innovator Power Buffer - Mar.
SOLEShares34.17K
TypeSH
Market value$1.15M
0.36%
Sole
0.00
Shared
0.00
None
34.17K
Microsoft
SOLEShares2.63K
TypeSH
Market value$894.4K
0.28%
Sole
0.00
Shared
0.00
None
2.63K
Procter & Gamble
SOLEShares4.09K
TypeSH
Market value$621.3K
0.20%
Sole
0.00
Shared
0.00
None
4.09K
Technology Sector SPDR
SOLEShares3.52K
TypeSH
Market value$612.7K
0.19%
Sole
0.00
Shared
0.00
None
3.52K
UPS
SOLEShares2.49K
TypeSH
Market value$445.8K
0.14%
Sole
0.00
Shared
0.00
None
2.49K
Invesco QQQ Trust
SOLEShares1.17K
TypeSH
Market value$430.2K
0.14%
Sole
0.00
Shared
0.00
None
1.17K
Waste Management
SOLEShares2.29K
TypeSH
Market value$396.4K
0.12%
Sole
0.00
Shared
0.00
None
2.29K
First Trust Moderate Buffer -
SOLEShares12.40K
TypeSH
Market value$385.3K
0.12%
Sole
0.00
Shared
0.00
None
12.40K
Home Depot
SOLEShares1.11K
TypeSH
Market value$344.2K
0.11%
Sole
0.00
Shared
0.00
None
1.11K
Starbucks
SOLEShares2.69K
TypeSH
Market value$266.0K
0.08%
Sole
0.00
Shared
0.00
None
2.69K
Apple
SOLEShares1.32K
TypeSH
Market value$256.0K
0.08%
Sole
0.00
Shared
0.00
None
1.32K
Alphabet
SOLEShares1.96K
TypeSH
Market value$234.6K
0.07%
Sole
0.00
Shared
0.00
None
1.96K
iShares Russell 1000 Growth
SOLEShares850.00
TypeSH
Market value$233.9K
0.07%
Sole
0.00
Shared
0.00
None
850.00
McDonald's
SOLEShares777.00
TypeSH
Market value$231.9K
0.07%
Sole
0.00
Shared
0.00
None
777.00
Alphabet
SOLEShares1.82K
TypeSH
Market value$220.2K
0.07%
Sole
0.00
Shared
0.00
None
1.82K
Eli Lilly
SOLEShares430.00
TypeSH
Market value$201.7K
0.06%
Sole
0.00
Shared
0.00
None
430.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
iShares 0-3 Month T-BondSOLE | Common | 1.24M | SH | $124.57M 39.21% | 0.00 | 0.00 | 1.24M |
Innovator Power Buffer - Nov.SOLE | Common | 2.89M | SH | $98.03M 30.85% | 0.00 | 0.00 | 2.89M |
Vanguard Information TechnologSOLE | Common | 66.90K | SH | $29.58M 9.31% | 0.00 | 0.00 | 66.90K |
Innovator Power Buffer - Sept.SOLE | Common | 708.64K | SH | $23.18M 7.30% | 0.00 | 0.00 | 708.64K |
iShares Expanded TechnologySOLE | Common | 41.34K | SH | $16.24M 5.11% | 0.00 | 0.00 | 41.34K |
ProShares Short QQQ 3xSOLE | Common | 353K | SH | $6.68M 2.10% | 0.00 | 0.00 | 353K |
Innovator Buffer - Jan.SOLE | Common | 109K | SH | $4.11M 1.29% | 0.00 | 0.00 | 109K |
Vanguard High Dividend YieldSOLE | Common | 33.25K | SH | $3.53M 1.11% | 0.00 | 0.00 | 33.25K |
Innovator Power Buffer - Jan.SOLE | Common | 43.99K | SH | $1.54M 0.49% | 0.00 | 0.00 | 43.99K |
Innovator Power Buffer - Mar.SOLE | Common | 34.17K | SH | $1.15M 0.36% | 0.00 | 0.00 | 34.17K |
MicrosoftSOLE | Common | 2.63K | SH | $894.4K 0.28% | 0.00 | 0.00 | 2.63K |
Procter & GambleSOLE | Common | 4.09K | SH | $621.3K 0.20% | 0.00 | 0.00 | 4.09K |
Technology Sector SPDRSOLE | Common | 3.52K | SH | $612.7K 0.19% | 0.00 | 0.00 | 3.52K |
UPSSOLE | Common | 2.49K | SH | $445.8K 0.14% | 0.00 | 0.00 | 2.49K |
Invesco QQQ TrustSOLE | Common | 1.17K | SH | $430.2K 0.14% | 0.00 | 0.00 | 1.17K |
Waste ManagementSOLE | Common | 2.29K | SH | $396.4K 0.12% | 0.00 | 0.00 | 2.29K |
First Trust Moderate Buffer -SOLE | Common | 12.40K | SH | $385.3K 0.12% | 0.00 | 0.00 | 12.40K |
Home DepotSOLE | Common | 1.11K | SH | $344.2K 0.11% | 0.00 | 0.00 | 1.11K |
StarbucksSOLE | Common | 2.69K | SH | $266.0K 0.08% | 0.00 | 0.00 | 2.69K |
AppleSOLE | Common | 1.32K | SH | $256.0K 0.08% | 0.00 | 0.00 | 1.32K |
AlphabetSOLE | Common | 1.96K | SH | $234.6K 0.07% | 0.00 | 0.00 | 1.96K |
iShares Russell 1000 GrowthSOLE | Common | 850.00 | SH | $233.9K 0.07% | 0.00 | 0.00 | 850.00 |
McDonald'sSOLE | Common | 777.00 | SH | $231.9K 0.07% | 0.00 | 0.00 | 777.00 |
AlphabetSOLE | Common | 1.82K | SH | $220.2K 0.07% | 0.00 | 0.00 | 1.82K |
Eli LillySOLE | Common | 430.00 | SH | $201.7K 0.06% | 0.00 | 0.00 | 430.00 |
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