Filed: 5/8/2023ACC: 0001095449-23-000035
📋 What this filing means
STUART CHAUSSEE & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 136 equity positions with a total reported market value of $294.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
136
Positions
$294.59M
Total AUM (reported)
8.06M
Total Shares
Allocation by class
COMMON$294.59M100.0%
Portfolio Concentration
Top 3$247.52M84.0%
4–10$39.85M13.5%
11–25$4.50M1.5%
Rest$2.73M0.9%
Top 3 weight
84.0%
Top 10 weight
97.5%
Voting Authority Distribution
Total shares with voting rights: 8.06M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.06M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole136
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings136
Rows:
Innovator Power Buffer - Nov.
SOLEShares5.57M
TypeSH
Market value$177.28M
60.18%
Sole
0.00
Shared
0.00
None
5.57M
Innovator Power Buffer - Sept.
SOLEShares1.44M
TypeSH
Market value$44.31M
15.04%
Sole
0.00
Shared
0.00
None
1.44M
Vanguard Information Technolog
SOLEShares67.26K
TypeSH
Market value$25.93M
8.80%
Sole
0.00
Shared
0.00
None
67.26K
iShares Expanded Technology
SOLEShares41.58K
TypeSH
Market value$14.11M
4.79%
Sole
0.00
Shared
0.00
None
41.58K
Innovator Power Buffer - Mar.
SOLEShares321.86K
TypeSH
Market value$10.35M
3.51%
Sole
0.00
Shared
0.00
None
321.86K
Direxion Short Semi-Conductors
SOLEShares357.50K
TypeSH
Market value$5.82M
1.98%
Sole
0.00
Shared
0.00
None
357.50K
Innovator Buffer - Jan.
SOLEShares109K
TypeSH
Market value$3.83M
1.30%
Sole
0.00
Shared
0.00
None
109K
Vanguard High Dividend Yield
SOLEShares33.25K
TypeSH
Market value$3.51M
1.19%
Sole
0.00
Shared
0.00
None
33.25K
Innovator Power Buffer - Jan.
SOLEShares43.99K
TypeSH
Market value$1.46M
0.50%
Sole
0.00
Shared
0.00
None
43.99K
Microsoft
SOLEShares2.66K
TypeSH
Market value$765.8K
0.26%
Sole
0.00
Shared
0.00
None
2.66K
Procter & Gamble
SOLEShares4.09K
TypeSH
Market value$607.9K
0.21%
Sole
0.00
Shared
0.00
None
4.09K
Technology Sector SPDR
SOLEShares3.52K
TypeSH
Market value$532.2K
0.18%
Sole
0.00
Shared
0.00
None
3.52K
UPS
SOLEShares2.49K
TypeSH
Market value$482.5K
0.16%
Sole
0.00
Shared
0.00
None
2.49K
Invesco QQQ Trust
SOLEShares1.20K
TypeSH
Market value$386.0K
0.13%
Sole
0.00
Shared
0.00
None
1.20K
Waste Management
SOLEShares2.29K
TypeSH
Market value$373.0K
0.13%
Sole
0.00
Shared
0.00
None
2.29K
Home Depot
SOLEShares1.11K
TypeSH
Market value$327.0K
0.11%
Sole
0.00
Shared
0.00
None
1.11K
Starbucks
SOLEShares2.69K
TypeSH
Market value$279.6K
0.09%
Sole
0.00
Shared
0.00
None
2.69K
Apple
SOLEShares1.32K
TypeSH
Market value$218.0K
0.07%
Sole
0.00
Shared
0.00
None
1.32K
McDonald's
SOLEShares777.00
TypeSH
Market value$217.3K
0.07%
Sole
0.00
Shared
0.00
None
777.00
iShares Russell 1000 Growth
SOLEShares850.00
TypeSH
Market value$207.7K
0.07%
Sole
0.00
Shared
0.00
None
850.00
Alphabet
SOLEShares1.92K
TypeSH
Market value$199.2K
0.07%
Sole
0.00
Shared
0.00
None
1.92K
Alphabet
SOLEShares1.80K
TypeSH
Market value$187.2K
0.06%
Sole
0.00
Shared
0.00
None
1.80K
VICI Properties
SOLEShares5.14K
TypeSH
Market value$167.7K
0.06%
Sole
0.00
Shared
0.00
None
5.14K
Chevron
SOLEShares1K
TypeSH
Market value$163.2K
0.06%
Sole
0.00
Shared
0.00
None
1K
Eli Lilly
SOLEShares430.00
TypeSH
Market value$147.7K
0.05%
Sole
0.00
Shared
0.00
None
430.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Innovator Power Buffer - Nov.SOLE | Common | 5.57M | SH | $177.28M 60.18% | 0.00 | 0.00 | 5.57M |
Innovator Power Buffer - Sept.SOLE | Common | 1.44M | SH | $44.31M 15.04% | 0.00 | 0.00 | 1.44M |
Vanguard Information TechnologSOLE | Common | 67.26K | SH | $25.93M 8.80% | 0.00 | 0.00 | 67.26K |
iShares Expanded TechnologySOLE | Common | 41.58K | SH | $14.11M 4.79% | 0.00 | 0.00 | 41.58K |
Innovator Power Buffer - Mar.SOLE | Common | 321.86K | SH | $10.35M 3.51% | 0.00 | 0.00 | 321.86K |
Direxion Short Semi-ConductorsSOLE | Common | 357.50K | SH | $5.82M 1.98% | 0.00 | 0.00 | 357.50K |
Innovator Buffer - Jan.SOLE | Common | 109K | SH | $3.83M 1.30% | 0.00 | 0.00 | 109K |
Vanguard High Dividend YieldSOLE | Common | 33.25K | SH | $3.51M 1.19% | 0.00 | 0.00 | 33.25K |
Innovator Power Buffer - Jan.SOLE | Common | 43.99K | SH | $1.46M 0.50% | 0.00 | 0.00 | 43.99K |
MicrosoftSOLE | Common | 2.66K | SH | $765.8K 0.26% | 0.00 | 0.00 | 2.66K |
Procter & GambleSOLE | Common | 4.09K | SH | $607.9K 0.21% | 0.00 | 0.00 | 4.09K |
Technology Sector SPDRSOLE | Common | 3.52K | SH | $532.2K 0.18% | 0.00 | 0.00 | 3.52K |
UPSSOLE | Common | 2.49K | SH | $482.5K 0.16% | 0.00 | 0.00 | 2.49K |
Invesco QQQ TrustSOLE | Common | 1.20K | SH | $386.0K 0.13% | 0.00 | 0.00 | 1.20K |
Waste ManagementSOLE | Common | 2.29K | SH | $373.0K 0.13% | 0.00 | 0.00 | 2.29K |
Home DepotSOLE | Common | 1.11K | SH | $327.0K 0.11% | 0.00 | 0.00 | 1.11K |
StarbucksSOLE | Common | 2.69K | SH | $279.6K 0.09% | 0.00 | 0.00 | 2.69K |
AppleSOLE | Common | 1.32K | SH | $218.0K 0.07% | 0.00 | 0.00 | 1.32K |
McDonald'sSOLE | Common | 777.00 | SH | $217.3K 0.07% | 0.00 | 0.00 | 777.00 |
iShares Russell 1000 GrowthSOLE | Common | 850.00 | SH | $207.7K 0.07% | 0.00 | 0.00 | 850.00 |
AlphabetSOLE | Common | 1.92K | SH | $199.2K 0.07% | 0.00 | 0.00 | 1.92K |
AlphabetSOLE | Common | 1.80K | SH | $187.2K 0.06% | 0.00 | 0.00 | 1.80K |
VICI PropertiesSOLE | Common | 5.14K | SH | $167.7K 0.06% | 0.00 | 0.00 | 5.14K |
ChevronSOLE | Common | 1K | SH | $163.2K 0.06% | 0.00 | 0.00 | 1K |
Eli LillySOLE | Common | 430.00 | SH | $147.7K 0.05% | 0.00 | 0.00 | 430.00 |
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