STRUPP DAVID J. (Co-Chief Executive Officer) purchased 10K shares of PEAK BIO, INC. on the open market
Open‑market purchases signal personal conviction.
P · 2 purchases
Filed: 3/12/2021ACC: 0001206774-21-000700
DirectorOfficer10% Owner· Co-Chief Executive Officer
Since Jan 2021
+15K
Net shares
Net buyer
$0.00
Total acquired
2
Open market trades
2B · 0S
4
Total transactions
15K acquired
Non-Derivative Transactions2
Common Stock, par value $0.0001
Direct
Shares
+4.60K
Price / share
—
Trade value
—
% of position
New position
3/10/2021
0.00→4.60K
Common Stock, par value $0.0001
Direct
Shares
+5.40K
Price / share
—
Trade value
—
% of position
117.3%
3/11/2021
4.60K→10K
Total
Net shares
+10K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 Direct | 3/10/2021 | P · Purchase | +4.60K | — | — | New position | 0.00 | 4.60K |
| Common Stock, par value $0.0001 Direct | 3/11/2021 | P · Purchase | +5.40K | — | — | 117.3% | 4.60K | 10K |
| Total | +10K | $0.00 | ||||||
Derivative Transactions2
Common Stock Warrants (right to buy)
Direct
Converts to
Common Stock
2.30K shares
Shares
+2.30K
Strike price
11.50
Held after
2.30K
Exercisable
—
3/10/2021
Common Stock Warrants (right to buy)
Direct
Converts to
Common Stock
2.70K shares
Shares
+2.70K
Strike price
11.50
Held after
5K
Exercisable
—
3/11/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy) Direct | Common Stock2.30K shares | 3/10/2021 | P · Purchase | +2.30K | 11.50 | — | 2.30K |
| Common Stock Warrants (right to buy) Direct | Common Stock2.70K shares | 3/11/2021 | P · Purchase | +2.70K | 11.50 | — | 5K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.0001
IndirectShares owned1.44M
Total
1.44M indirect1.44M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.0001 | 1.44M | Indirect |
| Total | 1.44M | 1.44M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported