STROBEL DAVID exercised options at CHARTER FINANCIAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

STROBEL DAVID

Filed: 8/16/2018ACC: 0000899243-18-022601

InsiderSTROBEL DAVIDCIK 1280870

→

IssuerCHARTER FINANCIAL CORPCIK 1478726

Director

Since Aug 2018

-7.39K

Net shares

Net seller

$180.2K

Total sold

Open market trades

0B · 0S

Total transactions

20K acquired · 27.39K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+6.24K

Price / share

$8.18

Trade value

$51K

% of position

24.4%

8/14/2018

25.59K→31.83K

Common Stock

Direct

M · Option Exercise

+9.98K

Price / share

$8.82

Trade value

$87.99K

% of position

31.3%

8/14/2018

31.83K→41.80K

Common Stock

Direct

M · Option Exercise

+3.79K

Price / share

$10.89

Trade value

$41.26K

% of position

9.1%

8/14/2018

41.80K→45.59K

Common Stock

Direct

F · Tax Withholding

−7.39K

Price / share

$24.40

Trade value

$180.24K

% of position

16.2%

8/14/2018

45.59K→38.20K

Total

Net shares

+12.61K

Net value

$10.03

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/14/2018	M · Option Exercise	+6.24K	$8.18	$51K	24.4%	25.59K	31.83K
Common Stock Direct	8/14/2018	M · Option Exercise	+9.98K	$8.82	$87.99K	31.3%	31.83K	41.80K
Common Stock Direct	8/14/2018	M · Option Exercise	+3.79K	$10.89	$41.26K	9.1%	41.80K	45.59K
Common Stock Direct	8/14/2018	F · Tax Withholding	−7.39K	$24.40	$180.24K	16.2%	45.59K	38.20K
Total			+12.61K		$10.03

Derivative Transactions3

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

6.24K shares

−6.24K

Strike price

8.18

Held after

0.00

Exercisable

—

8/14/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

9.98K shares

−9.98K

Strike price

8.82

Held after

0.00

Exercisable

—

8/14/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

3.79K shares

−3.79K

Strike price

10.89

Held after

39.08K

Exercisable

—

8/14/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock6.24K shares	8/14/2018	M · Option Exercise	−6.24K	8.18	—	0.00
Stock Option Direct	Common Stock9.98K shares	8/14/2018	M · Option Exercise	−9.98K	8.82	—	0.00
Stock Option Direct	Common Stock3.79K shares	8/14/2018	M · Option Exercise	−3.79K	10.89	—	39.08K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned1K

Total

1K indirect1K

Security Title	Shares Owned	Ownership Type
Common Stock	1K	Indirect
Total	1K	1K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported