STRICKLAND JOHN NOEL (COO) exercised options at VERTEX ENERGY INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 8/26/2021ACC: 0001580695-21-000243
Officer· COO
Since May 2019
0.00
Net shares
Net seller
$285.1K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
162.50K acquired · 162.50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+12.50K
Price / share
$0.97
Trade value
$12.13K
% of position
8.4%
8/23/2021
149.61K→162.11K
Common Stock
Direct
Shares
+150K
Price / share
$1.82
Trade value
$273K
% of position
92.5%
8/23/2021
162.11K→312.11K
Total
Net shares
+162.50K
Net value
$285.13K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/23/2021 | M · Option Exercise | +12.50K | $0.97 | $12.13K | 8.4% | 149.61K | 162.11K |
| Common Stock Direct | 8/23/2021 | M · Option Exercise | +150K | $1.82 | $273K | 92.5% | 162.11K | 312.11K |
| Total | +162.50K | $285.13K | ||||||
Derivative Transactions2
Stock Option
Direct
Converts to
Common Stock
12.50K shares
Shares
−12.50K
Strike price
0.97
Held after
0.00
Exercisable
—
8/23/2021
Stock Option
Direct
Converts to
Common Stock
150K shares
Shares
−150K
Strike price
1.82
Held after
0.00
Exercisable
—
8/23/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock12.50K shares | 8/23/2021 | M · Option Exercise | −12.50K | 0.97 | — | 0.00 |
| Stock Option Direct | Common Stock150K shares | 8/23/2021 | M · Option Exercise | −150K | 1.82 | — | 0.00 |