STRATTON MARC DAVID enters SUMMIT MIDSTREAM PARTNERS, LP with 20.25K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 12/13/2018ACC: 0001209191-18-062494
Officer· See remarks below.
Since Dec 2018
20.25K
Baseline shares
100% direct
20.25K
Direct ownership
1 position
25.25K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Units
DirectShares owned20.25K
Total
20.25K direct20.25K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Units | 20.25K | Direct |
| Total | 20.25K | 20.25K direct |
Derivative Holdings3
Phantom Units
DirectUnderlying security
Common Units
Underlying shares
6.22K
Shares owned
N/A
Exercise price
0.00
Expiration
—
Exercise window
—
Phantom Units
DirectUnderlying security
Common Units
Underlying shares
4.27K
Shares owned
N/A
Exercise price
0.00
Expiration
—
Exercise window
—
Phantom Units
DirectUnderlying security
Common Units
Underlying shares
14.75K
Shares owned
N/A
Exercise price
0.00
Expiration
—
Exercise window
—
Total
Underlying
25.25K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Phantom Units Direct | Common Units | 0.00 | — | — | 6.22K | N/A |
| Phantom Units Direct | Common Units | 0.00 | — | — | 4.27K | N/A |
| Phantom Units Direct | Common Units | 0.00 | — | — | 14.75K | N/A |
| Total | 25.25K | 0.00 | ||||