STRATTON CHRISTOPHER ALLEN exercised options at VERTEX ENERGY INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/10/2022ACC: 0001580695-22-000047
Director
Since May 2019
-16.85K
Net shares
Net seller
$177.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
60K acquired · 76.85K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+60K
Price / share
$2.96
Trade value
$177.60K
% of position
New position
5/9/2022
0.00→60K
Common Stock
Direct
Shares
−16.85K
Price / share
$10.54
Trade value
$177.60K
% of position
28.1%
5/9/2022
60K→43.15K
Total
Net shares
+43.15K
Net value
$1.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/9/2022 | M · Option Exercise | +60K | $2.96 | $177.60K | New position | 0.00 | 60K |
| Common Stock Direct | 5/9/2022 | F · Tax Withholding | −16.85K | $10.54 | $177.60K | 28.1% | 60K | 43.15K |
| Total | +43.15K | $1.00 | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
60K shares
Shares
−60K
Strike price
2.96
Held after
0.00
Exercisable
—
5/9/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock60K shares | 5/9/2022 | M · Option Exercise | −60K | 2.96 | — | 0.00 |