STRATTON CHRISTOPHER ALLEN exercised options at VERTEX ENERGY INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/5/2019ACC: 0001580695-19-000228
Director
Since May 2019
-32.63K
Net shares
Net seller
$42.7K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
95K acquired · 127.63K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+95K
Price / share
$0.45
Trade value
$42.75K
% of position
2670.0%
6/4/2019
3.56K→98.56K
Common Stock
Direct
Shares
−32.63K
Price / share
$1.31
Trade value
$42.75K
% of position
33.1%
6/4/2019
98.56K→65.92K
Total
Net shares
+62.37K
Net value
$0.77
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/4/2019 | M · Option Exercise | +95K | $0.45 | $42.75K | 2670.0% | 3.56K | 98.56K |
| Common Stock Direct | 6/4/2019 | F · Tax Withholding | −32.63K | $1.31 | $42.75K | 33.1% | 98.56K | 65.92K |
| Total | +62.37K | $0.77 | ||||||
Derivative Transactions4
Stock Option
Direct
Converts to
Common Stock
20K shares
Shares
−20K
Strike price
0.45
Held after
0.00
Exercisable
—
6/4/2019
Stock Option
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
0.45
Held after
0.00
Exercisable
—
6/4/2019
Stock Option
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
0.45
Held after
0.00
Exercisable
—
6/4/2019
Stock Option
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
0.45
Held after
0.00
Exercisable
—
6/4/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock20K shares | 6/4/2019 | M · Option Exercise | −20K | 0.45 | — | 0.00 |
| Stock Option Direct | Common Stock25K shares | 6/4/2019 | M · Option Exercise | −25K | 0.45 | — | 0.00 |
| Stock Option Direct | Common Stock25K shares | 6/4/2019 | M · Option Exercise | −25K | 0.45 | — | 0.00 |
| Stock Option Direct | Common Stock25K shares | 6/4/2019 | M · Option Exercise | −25K | 0.45 | — | 0.00 |