STRATEGIC WEALTH INVESTMENT GROUP, LLC

Filed: 7/17/2023ACC: 0001802365-23-000004

📋 What this filing means

STRATEGIC WEALTH INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 127 equity positions with a total reported market value of $630.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

127

Positions

$630.16M

Total AUM (reported)

11.41M

Total Shares

Allocation by class

COM$226.52M35.9%

NOTE QTRLY VAR$44.53M7.1%

SP 500 DV ARIST ETF$40.05M6.4%

COM CL A$35.64M5.7%

TR UNIT ETF$32.68M5.2%

PORTFOLIO LN TSR ETF$26.28M4.2%

NOTE INDEX LNKD$24.24M3.8%

Portfolio Concentration

Top 3$104.95M16.7%

4–10$166.05M26.4%

11–25$164.89M26.2%

Rest$194.27M30.8%

Top 3 weight

16.7%

Top 10 weight

43.0%

Voting Authority Distribution

Total shares with voting rights: 11.42M

Sole

Full voting authority

741.53K

% of voting shares6.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

10.67M

% of voting shares93.5%

Investment Discretion (by position count)

Sole127

Shared0

Other0

Dominant voting typeNone · 93.5% of voting shares

Institutional Holdings127

Rows:

PROSHARES TRUST SP 500 DV ARIST ETF

SOLE

SP 500 DV ARIST ETF

Shares424.81K

TypeSH

Market value$40.05M

6.36%

Sole

28.80K

Shared

0.00

None

396K

SPDR SP500 ETF TRUST TR UNIT ETF

SOLE

TR UNIT ETF

Shares73.73K

TypeSH

Market value$32.68M

5.19%

Sole

7.16K

Shared

0.00

None

66.57K

CITIGROUP INC NOTE QTRLY VAR

SOLE

NOTE QTRLY VAR

Shares33.24K

TypePRN

Market value$32.22M

5.11%

Sole

3.71K

Shared

0.00

None

29.53K

APPLE INC COM

SOLE

COM

Shares155.73K

TypeSH

Market value$30.21M

4.79%

Sole

11.93K

Shared

0.00

None

143.70K

AMAZON COM INC COM

SOLE

COM

Shares227.41K

TypeSH

Market value$29.65M

4.70%

Sole

16.69K

Shared

0.00

None

210.72K

SPDR SERIES TRUST PORTFOLIO LN TSR ETF

SOLE

PORTFOLIO LN TSR ETF

Shares879.06K

TypeSH

Market value$26.28M

4.17%

Sole

74.92K

Shared

0.00

None

804.14K

VANGUARD TOTAL STK MKT ETF

SOLE

TOTAL STK MKT ETF

Shares108.62K

TypeSH

Market value$23.93M

3.80%

Sole

10.38K

Shared

0.00

None

98.23K

VANGUARD SHORT TERM TREAS ETF

SOLE

SHORT TERM TREAS ETF

Shares334.95K

TypeSH

Market value$19.34M

3.07%

Sole

32.15K

Shared

0.00

None

302.80K

ISHARES TRUST PFD AND INCM SEC ETF

SOLE

PFD AND INCM SEC ETF

Shares609.28K

TypeSH

Market value$18.84M

2.99%

Sole

44.44K

Shared

0.00

None

564.83K

ISHARES TRUST 0-5 YR TIPS ETF

SOLE

0-5 YR TIPS ETF

Shares182.45K

TypeSH

Market value$17.81M

2.83%

Sole

15.68K

Shared

0.00

None

166.77K

SPDR DOW JONES IND UT SER 1 ETF

SOLE

UT SER 1 ETF

Shares43.58K

TypeSH

Market value$14.99M

2.38%

Sole

4.27K

Shared

0.00

None

39.31K

SPDR GOLD TRUST GOLD SHS ETF

SOLE

GOLD SHS ETF

Shares82.92K

TypeSH

Market value$14.78M

2.35%

Sole

7.97K

Shared

0.00

None

74.95K

INVESCO QQQ TRUST UNIT SER 1 ETF

SOLE

UNIT SER 1 ETF

Shares35.74K

TypeSH

Market value$13.20M

2.10%

Sole

2.70K

Shared

0.00

None

33.04K

ROYAL BANK OF CANADA NOTE INDEX LNKD

SOLE

NOTE INDEX LNKD

Shares11.71K

TypePRN

Market value$12.42M

1.97%

Sole

1.38K

Shared

0.00

None

10.33K

COCA-COLA CO COM

SOLE

COM

Shares203.81K

TypeSH

Market value$12.27M

1.95%

Sole

14.50K

Shared

0.00

None

189.31K

JP MORGAN CHASE CO COM

SOLE

COM

Shares76.75K

TypeSH

Market value$11.16M

1.77%

Sole

5.26K

Shared

0.00

None

71.49K

META PLATFORMS INC COM CL A

SOLE

COM CL A

Shares38.88K

TypeSH

Market value$11.16M

1.77%

Sole

2.97K

Shared

0.00

None

35.91K

GS FINANCE CORP NOTE INDEX LNKD

SOLE

NOTE INDEX LNKD

Shares9.32K

TypePRN

Market value$10.45M

1.66%

Sole

750.00

Shared

0.00

None

8.57K

MICROSOFT CORP COM

SOLE

COM

Shares29.42K

TypeSH

Market value$10.02M

1.59%

Sole

2.15K

Shared

0.00

None

27.26K

SALESFORCE INC COM

SOLE

COM

Shares47.17K

TypeSH

Market value$9.97M

1.58%

Sole

3.61K

Shared

0.00

None

43.56K

SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF

SOLE

SBI CONS DISCR ETF

Shares58.18K

TypeSH

Market value$9.88M

1.57%

Sole

4.01K

Shared

0.00

None

54.17K

WALT DISNEY COMPANY (THE) COM

SOLE

COM

Shares102.16K

TypeSH

Market value$9.12M

1.45%

Sole

7.03K

Shared

0.00

None

95.13K

ISHARES TRUST TIPS BD ETF

SOLE

TIPS BD ETF

Shares82.76K

TypeSH

Market value$8.91M

1.41%

Sole

8.09K

Shared

0.00

None

74.67K

AMERICAN EXPRESS CO COM

SOLE

COM

Shares47.69K

TypeSH

Market value$8.31M

1.32%

Sole

3.34K

Shared

0.00

None

44.35K

PROCTER GAMBLE CO COM

SOLE

COM

Shares54.41K

TypeSH

Market value$8.26M

1.31%

Sole

3.81K

Shared

0.00

None

50.60K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
PROSHARES TRUST SP 500 DV ARIST ETFSOLE	SP 500 DV ARIST ETF	424.81K	SH	$40.05M 6.36%	28.80K	396K
SPDR SP500 ETF TRUST TR UNIT ETFSOLE	TR UNIT ETF	73.73K	SH	$32.68M 5.19%	7.16K	66.57K
CITIGROUP INC NOTE QTRLY VARSOLE	NOTE QTRLY VAR	33.24K	PRN	$32.22M 5.11%	3.71K	29.53K
APPLE INC COMSOLE	COM	155.73K	SH	$30.21M 4.79%	11.93K	143.70K
AMAZON COM INC COMSOLE	COM	227.41K	SH	$29.65M 4.70%	16.69K	210.72K
SPDR SERIES TRUST PORTFOLIO LN TSR ETFSOLE	PORTFOLIO LN TSR ETF	879.06K	SH	$26.28M 4.17%	74.92K	804.14K
VANGUARD TOTAL STK MKT ETFSOLE	TOTAL STK MKT ETF	108.62K	SH	$23.93M 3.80%	10.38K	98.23K
VANGUARD SHORT TERM TREAS ETFSOLE	SHORT TERM TREAS ETF	334.95K	SH	$19.34M 3.07%	32.15K	302.80K
ISHARES TRUST PFD AND INCM SEC ETFSOLE	PFD AND INCM SEC ETF	609.28K	SH	$18.84M 2.99%	44.44K	564.83K
ISHARES TRUST 0-5 YR TIPS ETFSOLE	0-5 YR TIPS ETF	182.45K	SH	$17.81M 2.83%	15.68K	166.77K
SPDR DOW JONES IND UT SER 1 ETFSOLE	UT SER 1 ETF	43.58K	SH	$14.99M 2.38%	4.27K	39.31K
SPDR GOLD TRUST GOLD SHS ETFSOLE	GOLD SHS ETF	82.92K	SH	$14.78M 2.35%	7.97K	74.95K
INVESCO QQQ TRUST UNIT SER 1 ETFSOLE	UNIT SER 1 ETF	35.74K	SH	$13.20M 2.10%	2.70K	33.04K
ROYAL BANK OF CANADA NOTE INDEX LNKDSOLE	NOTE INDEX LNKD	11.71K	PRN	$12.42M 1.97%	1.38K	10.33K
COCA-COLA CO COMSOLE	COM	203.81K	SH	$12.27M 1.95%	14.50K	189.31K
JP MORGAN CHASE CO COMSOLE	COM	76.75K	SH	$11.16M 1.77%	5.26K	71.49K
META PLATFORMS INC COM CL ASOLE	COM CL A	38.88K	SH	$11.16M 1.77%	2.97K	35.91K
GS FINANCE CORP NOTE INDEX LNKDSOLE	NOTE INDEX LNKD	9.32K	PRN	$10.45M 1.66%	750.00	8.57K
MICROSOFT CORP COMSOLE	COM	29.42K	SH	$10.02M 1.59%	2.15K	27.26K
SALESFORCE INC COMSOLE	COM	47.17K	SH	$9.97M 1.58%	3.61K	43.56K
SELECT SECTOR SPDR TRUST SBI CONS DISCR ETFSOLE	SBI CONS DISCR ETF	58.18K	SH	$9.88M 1.57%	4.01K	54.17K
WALT DISNEY COMPANY (THE) COMSOLE	COM	102.16K	SH	$9.12M 1.45%	7.03K	95.13K
ISHARES TRUST TIPS BD ETFSOLE	TIPS BD ETF	82.76K	SH	$8.91M 1.41%	8.09K	74.67K
AMERICAN EXPRESS CO COMSOLE	COM	47.69K	SH	$8.31M 1.32%	3.34K	44.35K
PROCTER GAMBLE CO COMSOLE	COM	54.41K	SH	$8.26M 1.31%	3.81K	50.60K

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