STRATEGIC WEALTH INVESTMENT GROUP, LLC

Filed: 4/20/2023ACC: 0001802365-23-000002

📋 What this filing means

STRATEGIC WEALTH INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 135 equity positions with a total reported market value of $539.17M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

135

Positions

$539.17M

Total AUM (reported)

10.23M

Total Shares

Allocation by class

COM$180.88M33.5%

NOTE QTRLY VAR$42.59M7.9%

SP 500 DV ARIST ETF$34.50M6.4%

TR UNIT ETF$29.59M5.5%

COM CL A$29.45M5.5%

PORTFOLIO LN TSR ETF$24.35M4.5%

NOTE INDEX LNKD$23.79M4.4%

Portfolio Concentration

Top 3$97.18M18.0%

4–10$134.40M24.9%

11–25$144.43M26.8%

Rest$163.16M30.3%

Top 3 weight

18.0%

Top 10 weight

43.0%

Voting Authority Distribution

Total shares with voting rights: 10.23M

Sole

Full voting authority

682.11K

% of voting shares6.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

9.55M

% of voting shares93.3%

Investment Discretion (by position count)

Sole135

Shared0

Other0

Dominant voting typeNone · 93.3% of voting shares

Institutional Holdings135

Rows:

PROSHARES TRUST SP 500 DV ARIST ETF

SOLE

SP 500 DV ARIST ETF

Shares29.98K

TypeSH

Market value$34.50M

6.40%

Sole

3.22K

Shared

0.00

None

26.70K

CITIGROUP INC NOTE QTRLY VAR

SOLE

NOTE QTRLY VAR

Shares3.61K

TypeSH

Market value$33.10M

6.14%

Sole

0.00

Shared

0.00

None

3.61K

SPDR SP500 ETF TRUST TR UNIT ETF

SOLE

TR UNIT ETF

Shares48.18K

TypeSH

Market value$29.59M

5.49%

Sole

3.52K

Shared

0.00

None

44.66K

SPDR SERIES TRUST PORTFOLIO LN TSR ETF

SOLE

PORTFOLIO LN TSR ETF

Shares44.38K

TypeSH

Market value$24.35M

4.52%

Sole

4.07K

Shared

0.00

None

40.31K

APPLE INC COM

SOLE

COM

Shares1.27K

TypeSH

Market value$24.22M

4.49%

Sole

0.00

Shared

0.00

None

1.27K

VANGUARD TOTAL STK MKT ETF

SOLE

TOTAL STK MKT ETF

Shares162.06K

TypeSH

Market value$19.68M

3.65%

Sole

11.97K

Shared

0.00

None

150.09K

AMAZON COM INC COM

SOLE

COM

Shares931.00

TypePRN

Market value$18.70M

3.47%

Sole

24.00

Shared

0.00

None

907.00

VANGUARD SHORT TERM TREAS ETF

SOLE

SHORT TERM TREAS ETF

Shares148.77K

TypeSH

Market value$16.79M

3.11%

Sole

14.05K

Shared

0.00

None

134.72K

ISHARES TRUST PFD AND INCM SEC ETF

SOLE

PFD AND INCM SEC ETF

Shares11.15K

TypeSH

Market value$15.90M

2.95%

Sole

1.04K

Shared

0.00

None

10.11K

ISHARES TRUST 0-5 YR TIPS ETF

SOLE

0-5 YR TIPS ETF

Shares9.72K

TypeSH

Market value$14.76M

2.74%

Sole

878.00

Shared

0.00

None

8.84K

SPDR GOLD TRUST GOLD SHS ETF

SOLE

GOLD SHS ETF

Shares39.33K

TypeSH

Market value$14.15M

2.62%

Sole

2.91K

Shared

0.00

None

36.42K

SPDR DOW JONES IND UT SER 1 ETF

SOLE

UT SER 1 ETF

Shares38.82K

TypeSH

Market value$12.91M

2.40%

Sole

4.33K

Shared

0.00

None

34.49K

ROYAL BANK OF CANADA NOTE INDEX LNKD

SOLE

NOTE INDEX LNKD

Shares31.69K

TypeSH

Market value$12.38M

2.30%

Sole

3.44K

Shared

0.00

None

28.25K

INVESCO QQQ TRUST UNIT SER 1 ETF

SOLE

UNIT SER 1 ETF

Shares9.47K

TypePRN

Market value$12.22M

2.27%

Sole

783.00

Shared

0.00

None

8.69K

COCA-COLA CO COM

SOLE

COM

Shares4.26K

TypeSH

Market value$10.97M

2.03%

Sole

0.00

Shared

0.00

None

4.26K

GS FINANCE CORP NOTE INDEX LNKD

SOLE

NOTE INDEX LNKD

Shares5.71K

TypeSH

Market value$10.06M

1.87%

Sole

491.00

Shared

0.00

None

5.22K

META PLATFORMS INC COM CL A

SOLE

COM CL A

Shares21.08K

TypeSH

Market value$9.70M

1.80%

Sole

0.00

Shared

0.00

None

21.08K

SALESFORCE INC COM

SOLE

COM

Shares33.15K

TypeSH

Market value$8.78M

1.63%

Sole

2.91K

Shared

0.00

None

30.24K

ISHARES TRUST TIPS BD ETF

SOLE

TIPS BD ETF

Shares12.58K

TypeSH

Market value$8.78M

1.63%

Sole

908.00

Shared

0.00

None

11.68K

JP MORGAN CHASE & CO COM

SOLE

COM

Shares13.91K

TypeSH

Market value$8.55M

1.58%

Sole

2.27K

Shared

0.00

None

11.65K

MICROSOFT CORP COM

SOLE

COM

Shares21.32K

TypeSH

Market value$7.75M

1.44%

Sole

0.00

Shared

0.00

None

21.32K

WALT DISNEY COMPANY (THE) COM

SOLE

COM

Shares311.98K

TypeSH

Market value$7.73M

1.43%

Sole

24.96K

Shared

0.00

None

287.02K

PROCTER & GAMBLE CO COM

SOLE

COM

Shares28.91K

TypeSH

Market value$7.16M

1.33%

Sole

2.31K

Shared

0.00

None

26.59K

VISA INC COM CL A

SOLE

COM CL A

Shares225K

TypeSH

Market value$6.77M

1.26%

Sole

112.50K

Shared

0.00

None

112.50K

SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF

SOLE

SBI CONS DISCR ETF

Shares35.43K

TypeSH

Market value$6.50M

1.21%

Sole

3.20K

Shared

0.00

None

32.23K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
PROSHARES TRUST SP 500 DV ARIST ETFSOLE	SP 500 DV ARIST ETF	29.98K	SH	$34.50M 6.40%	3.22K	26.70K
CITIGROUP INC NOTE QTRLY VARSOLE	NOTE QTRLY VAR	3.61K	SH	$33.10M 6.14%	0.00	3.61K
SPDR SP500 ETF TRUST TR UNIT ETFSOLE	TR UNIT ETF	48.18K	SH	$29.59M 5.49%	3.52K	44.66K
SPDR SERIES TRUST PORTFOLIO LN TSR ETFSOLE	PORTFOLIO LN TSR ETF	44.38K	SH	$24.35M 4.52%	4.07K	40.31K
APPLE INC COMSOLE	COM	1.27K	SH	$24.22M 4.49%	0.00	1.27K
VANGUARD TOTAL STK MKT ETFSOLE	TOTAL STK MKT ETF	162.06K	SH	$19.68M 3.65%	11.97K	150.09K
AMAZON COM INC COMSOLE	COM	931.00	PRN	$18.70M 3.47%	24.00	907.00
VANGUARD SHORT TERM TREAS ETFSOLE	SHORT TERM TREAS ETF	148.77K	SH	$16.79M 3.11%	14.05K	134.72K
ISHARES TRUST PFD AND INCM SEC ETFSOLE	PFD AND INCM SEC ETF	11.15K	SH	$15.90M 2.95%	1.04K	10.11K
ISHARES TRUST 0-5 YR TIPS ETFSOLE	0-5 YR TIPS ETF	9.72K	SH	$14.76M 2.74%	878.00	8.84K
SPDR GOLD TRUST GOLD SHS ETFSOLE	GOLD SHS ETF	39.33K	SH	$14.15M 2.62%	2.91K	36.42K
SPDR DOW JONES IND UT SER 1 ETFSOLE	UT SER 1 ETF	38.82K	SH	$12.91M 2.40%	4.33K	34.49K
ROYAL BANK OF CANADA NOTE INDEX LNKDSOLE	NOTE INDEX LNKD	31.69K	SH	$12.38M 2.30%	3.44K	28.25K
INVESCO QQQ TRUST UNIT SER 1 ETFSOLE	UNIT SER 1 ETF	9.47K	PRN	$12.22M 2.27%	783.00	8.69K
COCA-COLA CO COMSOLE	COM	4.26K	SH	$10.97M 2.03%	0.00	4.26K
GS FINANCE CORP NOTE INDEX LNKDSOLE	NOTE INDEX LNKD	5.71K	SH	$10.06M 1.87%	491.00	5.22K
META PLATFORMS INC COM CL ASOLE	COM CL A	21.08K	SH	$9.70M 1.80%	0.00	21.08K
SALESFORCE INC COMSOLE	COM	33.15K	SH	$8.78M 1.63%	2.91K	30.24K
ISHARES TRUST TIPS BD ETFSOLE	TIPS BD ETF	12.58K	SH	$8.78M 1.63%	908.00	11.68K
JP MORGAN CHASE & CO COMSOLE	COM	13.91K	SH	$8.55M 1.58%	2.27K	11.65K
MICROSOFT CORP COMSOLE	COM	21.32K	SH	$7.75M 1.44%	0.00	21.32K
WALT DISNEY COMPANY (THE) COMSOLE	COM	311.98K	SH	$7.73M 1.43%	24.96K	287.02K
PROCTER & GAMBLE CO COMSOLE	COM	28.91K	SH	$7.16M 1.33%	2.31K	26.59K
VISA INC COM CL ASOLE	COM CL A	225K	SH	$6.77M 1.26%	112.50K	112.50K
SELECT SECTOR SPDR TRUST SBI CONS DISCR ETFSOLE	SBI CONS DISCR ETF	35.43K	SH	$6.50M 1.21%	3.20K	32.23K

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