Filed: 1/27/2023ACC: 0001802365-23-000001
📋 What this filing means
STRATEGIC WEALTH INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 125 equity positions with a total reported market value of $432.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
125
Positions
$432.53M
Total AUM (reported)
7.12M
Total Shares
Allocation by class
COM$139.09M32.2%
NOTE QTRLY VAR$36.07M8.3%
SP 500 DV ARIST ETF$28.85M6.7%
TR UNIT ETF$23.45M5.4%
COM CL A$22.02M5.1%
PORTFOLIO LN TSR ETF$20.68M4.8%
NOTE INDEX LNKD$20.58M4.8%
Portfolio Concentration
Top 3$86.26M19.9%
4–10$107.11M24.8%
11–25$115.37M26.7%
Rest$123.78M28.6%
Top 3 weight
19.9%
Top 10 weight
44.7%
Voting Authority Distribution
Total shares with voting rights: 5.90M
Sole
Full voting authority
638.22K
shares
% of voting shares10.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.26M
shares
% of voting shares89.2%
Investment Discretion (by position count)
Sole125
Shared0
Other0
Dominant voting typeNone · 89.2% of voting shares
Institutional Holdings125
Rows:
CITIGROUP INC NOTE QTRLY VAR
SOLEShares34.62K
TypePRN
Market value$33.97M
7.85%
Sole
3.97K
Shared
0.00
None
30.64K
PROSHARES TRUST SP 500 DV ARIST ETF
SOLEShares315.99K
TypeSH
Market value$28.85M
6.67%
Sole
25.73K
Shared
0.00
None
290.25K
SPDR SP500 ETF TRUST TR UNIT ETF
SOLEShares59.90K
TypeSH
Market value$23.45M
5.42%
Sole
7K
Shared
0.00
None
52.90K
SPDR SERIES TRUST PORTFOLIO LN TSR ETF
SOLEShares656.64K
TypeSH
Market value$20.68M
4.78%
Sole
68.55K
Shared
0.00
None
588.09K
APPLE INC COM
SOLEShares122.09K
TypeSH
Market value$16.51M
3.82%
Sole
10.53K
Shared
0.00
None
111.56K
VANGUARD TOTAL STK MKT ETF
SOLEShares83.17K
TypeSH
Market value$16.35M
3.78%
Sole
9.90K
Shared
0.00
None
73.28K
VANGUARD SHORT TERM TREAS ETF
SOLEShares243.92K
TypeSH
Market value$14.23M
3.29%
Sole
30.06K
Shared
0.00
None
213.86K
ISHARES TRUST PFD AND INCM SEC ETF
SOLEShares424.03K
TypeSH
Market value$13.94M
3.22%
Sole
37.08K
Shared
0.00
None
386.95K
AMAZON COM INC COM
SOLEShares138.13K
TypeSH
Market value$13.19M
3.05%
Sole
11.39K
Shared
0.00
None
126.74K
ISHARES TRUST 0-5 YR TIPS ETF
SOLEShares125.20K
TypeSH
Market value$12.22M
2.82%
Sole
13.09K
Shared
0.00
None
112.11K
SPDR GOLD TRUST GOLD SHS ETF
SOLEShares67.47K
TypeSH
Market value$11.95M
2.76%
Sole
8.15K
Shared
0.00
None
59.32K
ROYAL BANK OF CANADA NOTE INDEX LNKD
SOLEShares11.39K
TypePRN
Market value$11.55M
2.67%
Sole
1.45K
Shared
0.00
None
9.94K
SPDR DOW JONES IND UT SER 1 ETF
SOLEShares33.53K
TypeSH
Market value$11.17M
2.58%
Sole
4.21K
Shared
0.00
None
29.32K
GS FINANCE CORP NOTE INDEX LNKD
SOLEShares8.71K
TypePRN
Market value$9.04M
2.09%
Sole
755.00
Shared
0.00
None
7.96K
COCA-COLA CO COM
SOLEShares147.75K
TypeSH
Market value$8.84M
2.04%
Sole
11.94K
Shared
0.00
None
135.81K
INVESCO QQQ TRUST UNIT SER 1 ETF
SOLEShares31.07K
TypeSH
Market value$8.63M
2.00%
Sole
2.70K
Shared
0.00
None
28.37K
JP MORGAN CHASE & CO COM
SOLEShares58.64K
TypeSH
Market value$8.01M
1.85%
Sole
4.69K
Shared
0.00
None
53.94K
ISHARES TRUST TIPS BD ETF
SOLEShares65.71K
TypeSH
Market value$7.14M
1.65%
Sole
8.20K
Shared
0.00
None
57.52K
PROCTER & GAMBLE CO COM
SOLEShares40.99K
TypeSH
Market value$6.00M
1.39%
Sole
3.28K
Shared
0.00
None
37.71K
WALT DISNEY COMPANY (THE) COM
SOLEShares57.95K
TypeSH
Market value$5.74M
1.33%
Sole
4.64K
Shared
0.00
None
53.31K
VISA INC COM CL A
SOLEShares25.47K
TypeSH
Market value$5.59M
1.29%
Sole
2.13K
Shared
0.00
None
23.35K
BOEING CO COM
SOLEShares26.48K
TypeSH
Market value$5.55M
1.28%
Sole
2.33K
Shared
0.00
None
24.15K
SALESFORCE INC COM
SOLEShares37.34K
TypeSH
Market value$5.43M
1.26%
Sole
3.29K
Shared
0.00
None
34.05K
MICROSOFT CORP COM
SOLEShares22.86K
TypeSH
Market value$5.39M
1.25%
Sole
1.92K
Shared
0.00
None
20.94K
KRAFT HEINZ CO COM
SOLEShares1.35M
TypeSH
Market value$5.37M
1.24%
Sole
10.98K
Shared
0.00
None
124.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CITIGROUP INC NOTE QTRLY VARSOLE | NOTE QTRLY VAR | 34.62K | PRN | $33.97M 7.85% | 3.97K | 0.00 | 30.64K |
PROSHARES TRUST SP 500 DV ARIST ETFSOLE | SP 500 DV ARIST ETF | 315.99K | SH | $28.85M 6.67% | 25.73K | 0.00 | 290.25K |
SPDR SP500 ETF TRUST TR UNIT ETFSOLE | TR UNIT ETF | 59.90K | SH | $23.45M 5.42% | 7K | 0.00 | 52.90K |
SPDR SERIES TRUST PORTFOLIO LN TSR ETFSOLE | PORTFOLIO LN TSR ETF | 656.64K | SH | $20.68M 4.78% | 68.55K | 0.00 | 588.09K |
APPLE INC COMSOLE | COM | 122.09K | SH | $16.51M 3.82% | 10.53K | 0.00 | 111.56K |
VANGUARD TOTAL STK MKT ETFSOLE | TOTAL STK MKT ETF | 83.17K | SH | $16.35M 3.78% | 9.90K | 0.00 | 73.28K |
VANGUARD SHORT TERM TREAS ETFSOLE | SHORT TERM TREAS ETF | 243.92K | SH | $14.23M 3.29% | 30.06K | 0.00 | 213.86K |
ISHARES TRUST PFD AND INCM SEC ETFSOLE | PFD AND INCM SEC ETF | 424.03K | SH | $13.94M 3.22% | 37.08K | 0.00 | 386.95K |
AMAZON COM INC COMSOLE | COM | 138.13K | SH | $13.19M 3.05% | 11.39K | 0.00 | 126.74K |
ISHARES TRUST 0-5 YR TIPS ETFSOLE | 0-5 YR TIPS ETF | 125.20K | SH | $12.22M 2.82% | 13.09K | 0.00 | 112.11K |
SPDR GOLD TRUST GOLD SHS ETFSOLE | GOLD SHS ETF | 67.47K | SH | $11.95M 2.76% | 8.15K | 0.00 | 59.32K |
ROYAL BANK OF CANADA NOTE INDEX LNKDSOLE | NOTE INDEX LNKD | 11.39K | PRN | $11.55M 2.67% | 1.45K | 0.00 | 9.94K |
SPDR DOW JONES IND UT SER 1 ETFSOLE | UT SER 1 ETF | 33.53K | SH | $11.17M 2.58% | 4.21K | 0.00 | 29.32K |
GS FINANCE CORP NOTE INDEX LNKDSOLE | NOTE INDEX LNKD | 8.71K | PRN | $9.04M 2.09% | 755.00 | 0.00 | 7.96K |
COCA-COLA CO COMSOLE | COM | 147.75K | SH | $8.84M 2.04% | 11.94K | 0.00 | 135.81K |
INVESCO QQQ TRUST UNIT SER 1 ETFSOLE | UNIT SER 1 ETF | 31.07K | SH | $8.63M 2.00% | 2.70K | 0.00 | 28.37K |
JP MORGAN CHASE & CO COMSOLE | COM | 58.64K | SH | $8.01M 1.85% | 4.69K | 0.00 | 53.94K |
ISHARES TRUST TIPS BD ETFSOLE | TIPS BD ETF | 65.71K | SH | $7.14M 1.65% | 8.20K | 0.00 | 57.52K |
PROCTER & GAMBLE CO COMSOLE | COM | 40.99K | SH | $6.00M 1.39% | 3.28K | 0.00 | 37.71K |
WALT DISNEY COMPANY (THE) COMSOLE | COM | 57.95K | SH | $5.74M 1.33% | 4.64K | 0.00 | 53.31K |
VISA INC COM CL ASOLE | COM CL A | 25.47K | SH | $5.59M 1.29% | 2.13K | 0.00 | 23.35K |
BOEING CO COMSOLE | COM | 26.48K | SH | $5.55M 1.28% | 2.33K | 0.00 | 24.15K |
SALESFORCE INC COMSOLE | COM | 37.34K | SH | $5.43M 1.26% | 3.29K | 0.00 | 34.05K |
MICROSOFT CORP COMSOLE | COM | 22.86K | SH | $5.39M 1.25% | 1.92K | 0.00 | 20.94K |
KRAFT HEINZ CO COMSOLE | COM | 1.35M | SH | $5.37M 1.24% | 10.98K | 0.00 | 124.34K |
Page 1 of 5
…