Filed: 11/13/2023ACC: 0000898432-23-000775
📋 What this filing means
STRATEGIC INCOME MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 8 equity positions with a total reported market value of $52.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
8
Positions
$52.13M
Total AUM (reported)
26.26M
Total Shares
Allocation by class
COM$32.36M62.1%
NOTE 2.375% 5/0$11.19M21.5%
NOTE 0.250% 8/1$7.77M14.9%
NOTE 2.500% 7/1$808.5K1.6%
Portfolio Concentration
Top 3$27.68M53.1%
4–10$24.45M46.9%
Top 3 weight
53.1%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 26.26M
Sole
Full voting authority
25.09M
shares
% of voting shares95.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.18M
shares
% of voting shares4.5%
Investment Discretion (by position count)
Sole7
Shared0
Other1
Dominant voting typeSole · 95.5% of voting shares
Institutional Holdings8
Rows:
EZCORP INC
SOLEShares12M
TypePRN
Market value$11.19M
21.47%
Sole
12M
Shared
0.00
None
0.00
HOLLY ENERGY PARTNERS L P COM
SOLEShares377.73K
TypeSH
Market value$8.29M
15.91%
Sole
356.72K
Shared
0.00
None
21.01K
ANNALY CAPITAL MANAGEMENT INC
SOLEShares435.64K
TypeSH
Market value$8.19M
15.72%
Sole
409.06K
Shared
0.00
None
26.59K
UPSTART HLDGS INC
SOLEShares11.76M
TypePRN
Market value$7.77M
14.90%
Sole
11.13M
Shared
0.00
None
625K
SCORPIO TANKERS INC SHS
OTRShares132.21K
TypeSH
Market value$7.16M
13.73%
Sole
132.21K
Shared
0.00
None
0.00
MPLX LP UNIT REP LTD
SOLEShares134.80K
TypeSH
Market value$4.79M
9.20%
Sole
128.50K
Shared
0.00
None
6.30K
KNOT OFFSHORE PARTNERS LP UNIT
SOLEShares573.88K
TypeSH
Market value$3.92M
7.52%
Sole
540.72K
Shared
0.00
None
33.16K
TURNING PT BRANDS INC
SOLEShares850K
TypePRN
Market value$808.5K
1.55%
Sole
385K
Shared
0.00
None
465K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EZCORP INCSOLE | NOTE 2.375% 5/0 | 12M | PRN | $11.19M 21.47% | 12M | 0.00 | 0.00 |
HOLLY ENERGY PARTNERS L P COMSOLE | COM | 377.73K | SH | $8.29M 15.91% | 356.72K | 0.00 | 21.01K |
ANNALY CAPITAL MANAGEMENT INCSOLE | COM | 435.64K | SH | $8.19M 15.72% | 409.06K | 0.00 | 26.59K |
UPSTART HLDGS INCSOLE | NOTE 0.250% 8/1 | 11.76M | PRN | $7.77M 14.90% | 11.13M | 0.00 | 625K |
SCORPIO TANKERS INC SHSOTR | COM | 132.21K | SH | $7.16M 13.73% | 132.21K | 0.00 | 0.00 |
MPLX LP UNIT REP LTDSOLE | COM | 134.80K | SH | $4.79M 9.20% | 128.50K | 0.00 | 6.30K |
KNOT OFFSHORE PARTNERS LP UNITSOLE | COM | 573.88K | SH | $3.92M 7.52% | 540.72K | 0.00 | 33.16K |
TURNING PT BRANDS INCSOLE | NOTE 2.500% 7/1 | 850K | PRN | $808.5K 1.55% | 385K | 0.00 | 465K |