Filed: 8/9/2023ACC: 0000898432-23-000581
📋 What this filing means
STRATEGIC INCOME MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 6 equity positions with a total reported market value of $53.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
6
Positions
$53.08M
Total AUM (reported)
42.29M
Total Shares
Allocation by class
NOTE 0.250% 8/1$17.42M32.8%
NOTE 2.375% 5/0$13.80M26.0%
COM UT LTD PTN$8.28M15.6%
COM NEW$6.53M12.3%
SHS$6.24M11.8%
NOTE 2.500% 7/1$809.6K1.5%
Portfolio Concentration
Top 3$39.50M74.4%
4–10$13.58M25.6%
Top 3 weight
74.4%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 42.29M
Sole
Full voting authority
40.28M
shares
% of voting shares95.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.01M
shares
% of voting shares4.8%
Investment Discretion (by position count)
Sole1
Shared0
Other5
Dominant voting typeSole · 95.2% of voting shares
Institutional Holdings6
Rows:
UPSTART HLDGS INC
OTRShares25.53M
TypeSH
Market value$17.42M
32.82%
Sole
24.04M
Shared
0.00
None
1.50M
EZCORP INC
OTRShares15M
TypeSH
Market value$13.80M
25.99%
Sole
15M
Shared
0.00
None
0.00
HOLLY ENERGY PARTNERS L P
OTRShares447.64K
TypeSH
Market value$8.28M
15.60%
Sole
423.46K
Shared
0.00
None
24.18K
ANNALY CAPITAL MANAGEMENT IN
OTRShares326.26K
TypeSH
Market value$6.53M
12.30%
Sole
299.67K
Shared
0.00
None
26.59K
SCORPIO TANKERS INC
OTRShares132.21K
TypeSH
Market value$6.24M
11.76%
Sole
132.21K
Shared
0.00
None
0.00
TURNING PT BRANDS INC
SOLEShares850K
TypeSH
Market value$809.6K
1.53%
Sole
385K
Shared
0.00
None
465K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
UPSTART HLDGS INCOTR | NOTE 0.250% 8/1 | 25.53M | SH | $17.42M 32.82% | 24.04M | 0.00 | 1.50M |
EZCORP INCOTR | NOTE 2.375% 5/0 | 15M | SH | $13.80M 25.99% | 15M | 0.00 | 0.00 |
HOLLY ENERGY PARTNERS L POTR | COM UT LTD PTN | 447.64K | SH | $8.28M 15.60% | 423.46K | 0.00 | 24.18K |
ANNALY CAPITAL MANAGEMENT INOTR | COM NEW | 326.26K | SH | $6.53M 12.30% | 299.67K | 0.00 | 26.59K |
SCORPIO TANKERS INCOTR | SHS | 132.21K | SH | $6.24M 11.76% | 132.21K | 0.00 | 0.00 |
TURNING PT BRANDS INCSOLE | NOTE 2.500% 7/1 | 850K | SH | $809.6K 1.53% | 385K | 0.00 | 465K |