STRAKA DONALD J (General Counsel and Secretary) exercised options at GREAT WESTERN BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

STRAKA DONALD J

Filed: 11/30/2021ACC: 0001613665-21-000078

InsiderSTRAKA DONALD JCIK 1079602

→

IssuerGREAT WESTERN BANCORP, INC.CIK 1613665

Officer· General Counsel and Secretary

Since Nov 2018

+1.26K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

2.46K acquired · 1.21K disposed

Non-Derivative Transactions5

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+244.00

Price / share

—

Trade value

—

% of position

4.1%

11/27/2021

5.95K→6.19K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+482.00

Price / share

—

Trade value

—

% of position

7.8%

11/27/2021

6.19K→6.67K

Common Stock, par value $0.01 per share

Direct

F · Tax Withholding

−178.00

Price / share

—

Trade value

—

% of position

2.7%

11/27/2021

6.67K→6.49K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+242.00

Price / share

—

Trade value

—

% of position

3.7%

11/29/2021

6.49K→6.74K

Common Stock, par value $0.01 per share

Direct

F · Tax Withholding

−60.00

Price / share

—

Trade value

—

% of position

0.9%

11/29/2021

6.74K→6.67K

Total

Net shares

+730.00

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.01 per share Direct	11/27/2021	M · Option Exercise	+244.00	—	—	4.1%	5.95K	6.19K
Common Stock, par value $0.01 per share Direct	11/27/2021	M · Option Exercise	+482.00	—	—	7.8%	6.19K	6.67K
Common Stock, par value $0.01 per share Direct	11/27/2021	F · Tax Withholding	−178.00	—	—	2.7%	6.67K	6.49K
Common Stock, par value $0.01 per share Direct	11/29/2021	M · Option Exercise	+242.00	—	—	3.7%	6.49K	6.74K
Common Stock, par value $0.01 per share Direct	11/29/2021	F · Tax Withholding	−60.00	—	—	0.9%	6.74K	6.67K
Total			+730.00		$0.00

Derivative Transactions4

Restricted Stock Units - 2021

Direct

A · Award

Converts to

Common Stock, par value $0.01 per share

1.49K shares

+1.49K

Strike price

Held after

1.49K

Exercisable

—

11/26/2021

Restricted Stock Units (2020 STI)

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

244.00 shares

−244.00

Strike price

Held after

0.00

Exercisable

—

11/27/2021

Restricted Stock Units - 2020

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

482.00 shares

−482.00

Strike price

Held after

966.00

Exercisable

—

11/27/2021

Restricted Stock Units - 2019

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

242.00 shares

−242.00

Strike price

Held after

243.00

Exercisable

—

11/29/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units - 2021 Direct	Common Stock, par value $0.01 per share1.49K shares	11/26/2021	A · Award	+1.49K	—	1.49K
Restricted Stock Units (2020 STI) Direct	Common Stock, par value $0.01 per share244.00 shares	11/27/2021	M · Option Exercise	−244.00	—	0.00
Restricted Stock Units - 2020 Direct	Common Stock, par value $0.01 per share482.00 shares	11/27/2021	M · Option Exercise	−482.00	—	966.00
Restricted Stock Units - 2019 Direct	Common Stock, par value $0.01 per share242.00 shares	11/29/2021	M · Option Exercise	−242.00	—	243.00

Non-Derivative Holdings (Post-Transaction)3

Common Stock, par value $0.01 per share

Direct

Shares owned5.95K

Common Stock, par value $0.01 per share

Indirect

Shares owned200.00

Common Stock, par value $0.01 per share

Indirect

Shares owned1.70K

Total

5.95K direct·1.90K indirect7.84K

Security Title	Shares Owned	Ownership Type
Common Stock, par value $0.01 per share	5.95K	Direct
Common Stock, par value $0.01 per share	200.00	Indirect
Common Stock, par value $0.01 per share	1.70K	Indirect
Total	7.84K	5.95K direct·1.90K indirect

Derivative Holdings (Post-Transaction)1

Restricted Stock Units - 2018

Direct

Underlying security

Common Stock, par value $0.01 per share

Underlying shares

113.00

Shares owned

113.00

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

113.00

Owned

113.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units - 2018 Direct	Common Stock, par value $0.01 per share		—	—	113.00	113.00
Total					113.00	113.00