STONEBRIDGE ADVISORS LLC

PrivateCIK: 1367441
Location

WILTON, CT

📋 What this filing means

STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 3 equity positions with a total reported market value of $145.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3
Positions
$145.96M
Total AUM (reported)
575.30K
Total Shares

Allocation by class

TOTAL AUM$145.96M3 positions
PERP PFD CNV A$78.21M53.6%
7.25%CNV PFD L$59.62M40.8%
PFD SECS INC ETF$8.12M5.6%

Portfolio Concentration

Top 3100.0%TOP 10100.0%0%100%
Top 3$145.96M100.0%

Top 3 weight

100.0%

Top 10 weight

100.0%

Voting Authority Distribution

Total shares with voting rights: 575.30K

Sole

Full voting authority

575.21K

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

92.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole3
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings3
Rows:

WELLS FARGO CO NEW

SOLE
PERP PFD CNV A
Shares65.13K
TypeSH
Market value$78.21M
53.58%
Sole
65.09K
Shared
0.00
None
41.00

BANK AMERICA CORP

SOLE
7.25%CNV PFD L
Shares48.29K
TypeSH
Market value$59.62M
40.85%
Sole
48.25K
Shared
0.00
None
41.00

FIRST TR EXCH TRADED FD III

SOLE
PFD SECS INC ETF
Shares461.88K
TypeSH
Market value$8.12M
5.57%
Sole
461.87K
Shared
0.00
None
10.00
STONEBRIDGE ADVISORS LLC 13F Holdings — 3 Positions | Finecho