Filed: 2/12/2025ACC: 0001667731-25-000250
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $149.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$149.94M
Total AUM (reported)
2.74M
Total Shares
Allocation by class
7.25%CNV PFD L$58.95M39.3%
PERP PFD CNV A$43.59M29.1%
PFD SECS INC ETF$40.53M27.0%
INSTL PFD SECS$6.87M4.6%
Portfolio Concentration
Top 3$143.07M95.4%
4–10$6.87M4.6%
Top 3 weight
95.4%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 2.74M
Sole
Full voting authority
2.72M
shares
% of voting shares99.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
19.42K
shares
% of voting shares0.7%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 99.3% of voting shares
Institutional Holdings4
Rows:
BANK AMERICA CORP
SOLEShares48.35K
TypeSH
Market value$58.95M
39.32%
Sole
48.18K
Shared
0.00
None
170.00
WELLS FARGO CO NEW
SOLEShares36.50K
TypeSH
Market value$43.59M
29.07%
Sole
36.50K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares2.29M
TypeSH
Market value$40.53M
27.03%
Sole
2.27M
Shared
0.00
None
17.25K
FIRST TR EXCH TRADED FD III
SOLEShares367.24K
TypeSH
Market value$6.87M
4.58%
Sole
365.23K
Shared
0.00
None
2.01K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 48.35K | SH | $58.95M 39.32% | 48.18K | 0.00 | 170.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 36.50K | SH | $43.59M 29.07% | 36.50K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 2.29M | SH | $40.53M 27.03% | 2.27M | 0.00 | 17.25K |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 367.24K | SH | $6.87M 4.58% | 365.23K | 0.00 | 2.01K |