Filed: 2/6/2026ACC: 0001367441-26-000002
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $182.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$182.53M
Total AUM (reported)
3.63M
Total Shares
Allocation by class
PERP PFD CNV A$75.54M41.4%
7.25%CNV PFD L$57.40M31.4%
PFD SECS INC ETF$40.18M22.0%
PFD ETF$8.91M4.9%
INSTL PFD SECS$500.8K0.3%
Portfolio Concentration
Top 3$173.12M94.8%
4–10$9.41M5.2%
Top 3 weight
94.8%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 3.13M
Sole
Full voting authority
3.12M
shares
% of voting shares99.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.20K
shares
% of voting shares0.4%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 99.6% of voting shares
Institutional Holdings5
Rows:
WELLS FARGO CO NEW
SOLEShares250.42K
TypeSH
Market value$75.54M
41.38%
Sole
62.07K
Shared
0.00
None
235.00
BANK AMERICA CORP
SOLEShares188.49K
TypeSH
Market value$57.40M
31.45%
Sole
45.66K
Shared
0.00
None
170.00
FIRST TR EXCH TRADED FD III
SOLEShares2.37M
TypeSH
Market value$40.18M
22.01%
Sole
2.19M
Shared
0.00
None
10.80K
INVESCO EXCH TRADED FD TR II
SOLEShares792.41K
TypeSH
Market value$8.91M
4.88%
Sole
792.41K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares25.83K
TypeSH
Market value$500.8K
0.27%
Sole
25.83K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 250.42K | SH | $75.54M 41.38% | 62.07K | 0.00 | 235.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 188.49K | SH | $57.40M 31.45% | 45.66K | 0.00 | 170.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 2.37M | SH | $40.18M 22.01% | 2.19M | 0.00 | 10.80K |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 792.41K | SH | $8.91M 4.88% | 792.41K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 25.83K | SH | $500.8K 0.27% | 25.83K | 0.00 | 0.00 |