Filed: 11/13/2024ACC: 0001367441-24-000007
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $149.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$149.31M
Total AUM (reported)
313.12K
Total Shares
Allocation by class
PERP PFD CNV A$83.73M56.1%
7.25%CNV PFD L$61.86M41.4%
PFD SECS INC ETF$3.46M2.3%
PFD AND INCM SEC$266.4K0.2%
Portfolio Concentration
Top 3$149.04M99.8%
4–10$266.4K0.2%
Top 3 weight
99.8%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 313.12K
Sole
Full voting authority
309.16K
shares
% of voting shares98.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.96K
shares
% of voting shares1.3%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 98.7% of voting shares
Institutional Holdings4
Rows:
WELLS FARGO CO NEW
SOLEShares65.30K
TypeSH
Market value$83.73M
56.07%
Sole
65.07K
Shared
0.00
None
230.00
BANK AMERICA CORP
SOLEShares48.59K
TypeSH
Market value$61.86M
41.43%
Sole
48.42K
Shared
0.00
None
172.00
FIRST TR EXCH TRADED FD III
SOLEShares191.21K
TypeSH
Market value$3.46M
2.32%
Sole
187.66K
Shared
0.00
None
3.56K
ISHARES TR
SOLEShares8.02K
TypeSH
Market value$266.4K
0.18%
Sole
8.02K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 65.30K | SH | $83.73M 56.07% | 65.07K | 0.00 | 230.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 48.59K | SH | $61.86M 41.43% | 48.42K | 0.00 | 172.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 191.21K | SH | $3.46M 2.32% | 187.66K | 0.00 | 3.56K |
ISHARES TRSOLE | PFD AND INCM SEC | 8.02K | SH | $266.4K 0.18% | 8.02K | 0.00 | 0.00 |