Filed: 7/19/2024ACC: 0001172661-24-002836
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $436.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$436.65M
Total AUM (reported)
1.24M
Total Shares
Allocation by class
PERP PFD CNV A$264.34M60.5%
7.25%CNV PFD L$160.74M36.8%
PFD ETF$7.61M1.7%
PFD SECS INC ETF$3.97M0.9%
Portfolio Concentration
Top 3$432.68M99.1%
4–10$3.97M0.9%
Top 3 weight
99.1%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 1.24M
Sole
Full voting authority
1.23M
shares
% of voting shares99.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.28K
shares
% of voting shares0.7%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 99.3% of voting shares
Institutional Holdings4
Rows:
WELLS FARGO CO NEW
SOLEShares222.32K
TypeSH
Market value$264.34M
60.54%
Sole
222.12K
Shared
0.00
None
203.00
BANK AMERICA CORP
SOLEShares134.38K
TypeSH
Market value$160.74M
36.81%
Sole
134.22K
Shared
0.00
None
155.00
INVESCO EXCH TRADED FD TR II
SOLEShares658.89K
TypeSH
Market value$7.61M
1.74%
Sole
656.27K
Shared
0.00
None
2.62K
FIRST TR EXCH TRADED FD III
SOLEShares228.44K
TypeSH
Market value$3.97M
0.91%
Sole
222.13K
Shared
0.00
None
6.31K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 222.32K | SH | $264.34M 60.54% | 222.12K | 0.00 | 203.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 134.38K | SH | $160.74M 36.81% | 134.22K | 0.00 | 155.00 |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 658.89K | SH | $7.61M 1.74% | 656.27K | 0.00 | 2.62K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 228.44K | SH | $3.97M 0.91% | 222.13K | 0.00 | 6.31K |