Filed: 4/15/2024ACC: 0001172661-24-001855
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $481.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$481.25M
Total AUM (reported)
2.61M
Total Shares
Allocation by class
PERP PFD CNV A$264.60M55.0%
7.25%CNV PFD L$157.61M32.8%
BLOOMBERG 1-3 MO$35.88M7.5%
PFD ETF$19.99M4.2%
PFD SECS INC ETF$3.16M0.7%
Portfolio Concentration
Top 3$458.09M95.2%
4–10$23.15M4.8%
Top 3 weight
95.2%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 2.61M
Sole
Full voting authority
2.60M
shares
% of voting shares99.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.42K
shares
% of voting shares0.4%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 99.6% of voting shares
Institutional Holdings5
Rows:
WELLS FARGO CO NEW
SOLEShares217K
TypeSH
Market value$264.60M
54.98%
Sole
216.78K
Shared
0.00
None
221.00
BANK AMERICA CORP
SOLEShares132.03K
TypeSH
Market value$157.61M
32.75%
Sole
131.86K
Shared
0.00
None
169.00
SPDR SER TR
SOLEShares390.86K
TypeSH
Market value$35.88M
7.46%
Sole
390.86K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares1.68M
TypeSH
Market value$19.99M
4.15%
Sole
1.68M
Shared
0.00
None
6.42K
FIRST TR EXCH TRADED FD III
SOLEShares182.56K
TypeSH
Market value$3.16M
0.66%
Sole
179.94K
Shared
0.00
None
2.62K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 217K | SH | $264.60M 54.98% | 216.78K | 0.00 | 221.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 132.03K | SH | $157.61M 32.75% | 131.86K | 0.00 | 169.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 390.86K | SH | $35.88M 7.46% | 390.86K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 1.68M | SH | $19.99M 4.15% | 1.68M | 0.00 | 6.42K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 182.56K | SH | $3.16M 0.66% | 179.94K | 0.00 | 2.62K |