Filed: 1/24/2024ACC: 0001172661-24-000314
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $428.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$428.39M
Total AUM (reported)
4.16M
Total Shares
Allocation by class
PERP PFD CNV A$216.42M50.5%
7.25%CNV PFD L$157.13M36.7%
PFD SECS INC ETF$33.25M7.8%
PFD ETF$21.41M5.0%
INSTL PFD SECS$179.4K0.0%
Portfolio Concentration
Top 3$406.80M95.0%
4–10$21.59M5.0%
Top 3 weight
95.0%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 4.16M
Sole
Full voting authority
4.14M
shares
% of voting shares99.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
20.84K
shares
% of voting shares0.5%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 99.5% of voting shares
Institutional Holdings5
Rows:
WELLS FARGO CO NEW
SOLEShares181.01K
TypeSH
Market value$216.42M
50.52%
Sole
180.85K
Shared
0.00
None
162.00
BANK AMERICA CORP
SOLEShares130.37K
TypeSH
Market value$157.13M
36.68%
Sole
130.20K
Shared
0.00
None
165.00
FIRST TR EXCH TRADED FD III
SOLEShares1.97M
TypeSH
Market value$33.25M
7.76%
Sole
1.96M
Shared
0.00
None
14.08K
INVESCO EXCH TRADED FD TR II
SOLEShares1.87M
TypeSH
Market value$21.41M
5.00%
Sole
1.86M
Shared
0.00
None
6.42K
FIRST TR EXCH TRADED FD III
SOLEShares10.06K
TypeSH
Market value$179.4K
0.04%
Sole
10.06K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 181.01K | SH | $216.42M 50.52% | 180.85K | 0.00 | 162.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 130.37K | SH | $157.13M 36.68% | 130.20K | 0.00 | 165.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 1.97M | SH | $33.25M 7.76% | 1.96M | 0.00 | 14.08K |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 1.87M | SH | $21.41M 5.00% | 1.86M | 0.00 | 6.42K |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 10.06K | SH | $179.4K 0.04% | 10.06K | 0.00 | 0.00 |