Filed: 11/8/2023ACC: 0001172661-23-003673
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 6 equity positions with a total reported market value of $402.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
6
Positions
$402.01M
Total AUM (reported)
3.06M
Total Shares
Allocation by class
PERP PFD CNV A$202.64M50.4%
7.25%CNV PFD L$144.60M36.0%
BLOOMBERG 1-3 MO$24.69M6.1%
PFD ETF$20.61M5.1%
PFD SECS INC ETF$9.23M2.3%
INSTL PFD SECS$242.8K0.1%
Portfolio Concentration
Top 3$371.93M92.5%
4–10$30.08M7.5%
Top 3 weight
92.5%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 3.06M
Sole
Full voting authority
3.05M
shares
% of voting shares99.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.23K
shares
% of voting shares0.3%
Investment Discretion (by position count)
Sole6
Shared0
Other0
Dominant voting typeSole · 99.7% of voting shares
Institutional Holdings6
Rows:
WELLS FARGO CO NEW
SOLEShares181.74K
TypeSH
Market value$202.64M
50.41%
Sole
181.57K
Shared
0.00
None
171.00
BANK AMERICA CORP
SOLEShares130.01K
TypeSH
Market value$144.60M
35.97%
Sole
129.84K
Shared
0.00
None
172.00
SPDR SER TR
SOLEShares268.85K
TypeSH
Market value$24.69M
6.14%
Sole
268.85K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares1.88M
TypeSH
Market value$20.61M
5.13%
Sole
1.88M
Shared
0.00
None
6.53K
FIRST TR EXCH TRADED FD III
SOLEShares577.98K
TypeSH
Market value$9.23M
2.30%
Sole
575.62K
Shared
0.00
None
2.36K
FIRST TR EXCH TRADED FD III
SOLEShares14.38K
TypeSH
Market value$242.8K
0.06%
Sole
14.38K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 181.74K | SH | $202.64M 50.41% | 181.57K | 0.00 | 171.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 130.01K | SH | $144.60M 35.97% | 129.84K | 0.00 | 172.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 268.85K | SH | $24.69M 6.14% | 268.85K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 1.88M | SH | $20.61M 5.13% | 1.88M | 0.00 | 6.53K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 577.98K | SH | $9.23M 2.30% | 575.62K | 0.00 | 2.36K |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 14.38K | SH | $242.8K 0.06% | 14.38K | 0.00 | 0.00 |