Filed: 5/24/2023ACC: 0001172661-23-002358
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $353.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$353.01M
Total AUM (reported)
1.31M
Total Shares
Allocation by class
PERP PFD CNV A$205.82M58.3%
7.25%CNV PFD L$131.77M37.3%
PFD SECS INC ETF$11.03M3.1%
PFD ETF$4.39M1.2%
Portfolio Concentration
Top 3$348.62M98.8%
4–10$4.39M1.2%
Top 3 weight
98.8%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 1.31M
Sole
Full voting authority
1.31M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
WELLS FARGO CO NEW
SOLEShares170.95K
TypeSH
Market value$205.82M
58.30%
Sole
170.95K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares112.34K
TypeSH
Market value$131.77M
37.33%
Sole
112.34K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares660.38K
TypeSH
Market value$11.03M
3.12%
Sole
660.38K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares369.56K
TypeSH
Market value$4.39M
1.24%
Sole
369.56K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 170.95K | SH | $205.82M 58.30% | 170.95K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | 7.25%CNV PFD L | 112.34K | SH | $131.77M 37.33% | 112.34K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 660.38K | SH | $11.03M 3.12% | 660.38K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 369.56K | SH | $4.39M 1.24% | 369.56K | 0.00 | 0.00 |