Filed: 5/18/2023ACC: 0001172661-23-002352
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $374.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$374.30M
Total AUM (reported)
2.07M
Total Shares
Allocation by class
PERP PFD CNV A$207.90M55.5%
7.25%CNV PFD L$135.45M36.2%
PFD SECS INC ETF$30.65M8.2%
PFD AND INCM SEC$298.9K0.1%
Portfolio Concentration
Top 3$374.00M99.9%
4–10$298.9K0.1%
Top 3 weight
99.9%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 2.07M
Sole
Full voting authority
2.07M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
WELLS FARGO CO NEW
SOLEShares171.04K
TypeSH
Market value$207.90M
55.54%
Sole
171.04K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares112.46K
TypeSH
Market value$135.45M
36.19%
Sole
112.46K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares1.78M
TypeSH
Market value$30.65M
8.19%
Sole
1.78M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.09K
TypeSH
Market value$298.9K
0.08%
Sole
9.09K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 171.04K | SH | $207.90M 55.54% | 171.04K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 112.46K | SH | $135.45M 36.19% | 112.46K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 1.78M | SH | $30.65M 8.19% | 1.78M | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 9.09K | SH | $298.9K 0.08% | 9.09K | 0.00 | 0.00 |