Filed: 5/18/2023ACC: 0001172661-23-002351
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $433.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$433.77M
Total AUM (reported)
2.90M
Total Shares
Allocation by class
PERP PFD CNV A$228.00M52.6%
7.25%CNV PFD L$165.00M38.0%
PFD ETF$21.81M5.0%
PFD SECS INC ETF$18.95M4.4%
Portfolio Concentration
Top 3$414.81M95.6%
4–10$18.95M4.4%
Top 3 weight
95.6%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 2.90M
Sole
Full voting authority
2.90M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
WELLS FARGO CO NEW
SOLEShares171.94K
TypeSH
Market value$228.00M
52.56%
Sole
171.94K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares125.95K
TypeSH
Market value$165.00M
38.04%
Sole
125.95K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares1.61M
TypeSH
Market value$21.81M
5.03%
Sole
1.61M
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares996.46K
TypeSH
Market value$18.95M
4.37%
Sole
996.46K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 171.94K | SH | $228.00M 52.56% | 171.94K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | 7.25%CNV PFD L | 125.95K | SH | $165.00M 38.04% | 125.95K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 1.61M | SH | $21.81M 5.03% | 1.61M | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 996.46K | SH | $18.95M 4.37% | 996.46K | 0.00 | 0.00 |