Filed: 5/18/2023ACC: 0001172661-23-002350
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $434.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$434.16M
Total AUM (reported)
1.98M
Total Shares
Allocation by class
PERP PFD CNV A$234.00M53.9%
7.25%CNV PFD L$165.00M38.0%
PFD SECS INC ETF$30.18M7.0%
INSTL PFD SECS$4.15M1.0%
PFD AND INCM SEC$823.2K0.2%
Portfolio Concentration
Top 3$429.18M98.9%
4–10$4.98M1.1%
Top 3 weight
98.9%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 1.98M
Sole
Full voting authority
1.98M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5
Rows:
WELLS FARGO CO NEW
SOLEShares156.88K
TypeSH
Market value$234.00M
53.90%
Sole
156.88K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares113.97K
TypeSH
Market value$165.00M
38.00%
Sole
113.97K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares1.49M
TypeSH
Market value$30.18M
6.95%
Sole
1.49M
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares203.57K
TypeSH
Market value$4.15M
0.96%
Sole
203.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares20.88K
TypeSH
Market value$823.2K
0.19%
Sole
20.88K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 156.88K | SH | $234.00M 53.90% | 156.88K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | 7.25%CNV PFD L | 113.97K | SH | $165.00M 38.00% | 113.97K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 1.49M | SH | $30.18M 6.95% | 1.49M | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 203.57K | SH | $4.15M 0.96% | 203.57K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 20.88K | SH | $823.2K 0.19% | 20.88K | 0.00 | 0.00 |