Filed: 4/10/2023ACC: 0001172661-23-001640
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $433.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$433.39M
Total AUM (reported)
6.23M
Total Shares
Allocation by class
PERP PFD CNV A$213.85M49.3%
7.25%CNV PFD L$148.67M34.3%
PFD ETF$60.60M14.0%
PFD SECS INC ETF$10.27M2.4%
Portfolio Concentration
Top 3$423.12M97.6%
4–10$10.27M2.4%
Top 3 weight
97.6%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 6.23M
Sole
Full voting authority
6.23M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
WELLS FARGO CO NEW
SOLEShares181.81K
TypeSH
Market value$213.85M
49.34%
Sole
181.81K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares127.31K
TypeSH
Market value$148.67M
34.30%
Sole
127.31K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares5.28M
TypeSH
Market value$60.60M
13.98%
Sole
5.28M
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares643.29K
TypeSH
Market value$10.27M
2.37%
Sole
643.29K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 181.81K | SH | $213.85M 49.34% | 181.81K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 127.31K | SH | $148.67M 34.30% | 127.31K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 5.28M | SH | $60.60M 13.98% | 5.28M | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 643.29K | SH | $10.27M 2.37% | 643.29K | 0.00 | 0.00 |