Filed: 2/14/2023ACC: 0001172661-23-001254
📋 What this filing means
STONEBRIDGE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $303.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$303.58M
Total AUM (reported)
1.73M
Total Shares
Allocation by class
PERP PFD CNV A$181.25M59.7%
7.25%CNV PFD L$104.48M34.4%
PFD ETF$14.23M4.7%
PFD SECS INC ETF$3.63M1.2%
Portfolio Concentration
Top 3$299.95M98.8%
4–10$3.63M1.2%
Top 3 weight
98.8%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 1.73M
Sole
Full voting authority
1.73M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
WELLS FARGO CO NEW
SOLEShares152.95K
TypeSH
Market value$181.25M
59.70%
Sole
152.95K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares90.07K
TypeSH
Market value$104.48M
34.42%
Sole
90.07K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares1.27M
TypeSH
Market value$14.23M
4.69%
Sole
1.27M
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares215.83K
TypeSH
Market value$3.63M
1.19%
Sole
215.83K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 152.95K | SH | $181.25M 59.70% | 152.95K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | 7.25%CNV PFD L | 90.07K | SH | $104.48M 34.42% | 90.07K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 1.27M | SH | $14.23M 4.69% | 1.27M | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 215.83K | SH | $3.63M 1.19% | 215.83K | 0.00 | 0.00 |