STONE SHELDON M (Principal) reported 1 transaction at BROOKFIELD OAKTREE HOLDINGS, LLC
Review the transaction codes below to understand the nature of each event.
Filed: 10/2/2019ACC: 0000899243-19-024719
DirectorOfficer· Principal
Since Aug 2018
-8.02M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
101.01K acquired · 8.12M disposed
Non-Derivative Transactions1
Class A Units
Indirect
Shares
+101.01K
Price / share
—
Trade value
—
% of position
New position
9/30/2019
-101.01K→0.00
Total
Net shares
+101.01K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Units Indirect | 9/30/2019 | D · Disposition | +101.01K | — | — | New position | -101.01K | 0.00 |
| Total | +101.01K | $0.00 | ||||||
Derivative Transactions2
OCGH Units
Indirect
Converts to
Class A Units
1.62M shares
Shares
−1.62M
Strike price
Held after
6.49M
Exercisable
—
9/30/2019
OCGH Units
Indirect
Converts to
Class A Units
6.49M shares
Shares
−6.49M
Strike price
Held after
0.00
Exercisable
—
9/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OCGH Units Indirect | Class A Units1.62M shares | 9/30/2019 | D · Disposition | −1.62M | — | 6.49M | |
| OCGH Units Indirect | Class A Units6.49M shares | 9/30/2019 | D · Disposition | −6.49M | — | 0.00 |