STONE SHELDON M (Principal) exercised options at BROOKFIELD OAKTREE HOLDINGS, LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/17/2019ACC: 0000899243-19-014044
DirectorOfficer· Principal
Since Aug 2018
-600K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
600K acquired · 1.20M disposed
Non-Derivative Transactions2
Class A Units
Indirect
Shares
+600K
Price / share
—
Trade value
—
% of position
594.0%
5/15/2019
101.01K→701.01K
Class A Units
Indirect
Shares
−600K
Price / share
—
Trade value
—
% of position
85.6%
5/16/2019
701.01K→101.01K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Units Indirect | 5/15/2019 | M · Option Exercise | +600K | — | — | 594.0% | 101.01K | 701.01K |
| Class A Units Indirect | 5/16/2019 | G · Gift | −600K | — | — | 85.6% | 701.01K | 101.01K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions1
OCGH Units
Indirect
Converts to
Class A Units
600K shares
Shares
−600K
Strike price
Held after
8.12M
Exercisable
—
5/15/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OCGH Units Indirect | Class A Units600K shares | 5/15/2019 | M · Option Exercise | −600K | — | 8.12M |