STONE SHELDON M (Principal) exercised options at BROOKFIELD OAKTREE HOLDINGS, LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/10/2018ACC: 0000899243-18-022060
DirectorOfficer· Principal
Since Aug 2018
-250K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
250K acquired · 500K disposed
Non-Derivative Transactions2
Class A Units
Indirect
Shares
+250K
Price / share
—
Trade value
—
% of position
247.5%
8/8/2018
101.01K→351.01K
Class A Units
Indirect
Shares
−250K
Price / share
—
Trade value
—
% of position
71.2%
8/9/2018
351.01K→101.01K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Units Indirect | 8/8/2018 | M · Option Exercise | +250K | — | — | 247.5% | 101.01K | 351.01K |
| Class A Units Indirect | 8/9/2018 | G · Gift | −250K | — | — | 71.2% | 351.01K | 101.01K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions1
OCGH Units
Indirect
Converts to
Class A Units
250K shares
Shares
−250K
Strike price
Held after
8.72M
Exercisable
—
8/8/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OCGH Units Indirect | Class A Units250K shares | 8/8/2018 | M · Option Exercise | −250K | — | 8.72M |