STICH JOSEPH J. (VP and GM, IVD) exercised options at SURMODICS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/26/2021ACC: 0001209191-21-053464
Officer· VP and GM, IVD
Since Aug 2018
-11.24K
Net shares
Net seller
$546.7K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
14.28K acquired · 25.51K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+14.28K
Price / share
$21.03
Trade value
$300.22K
% of position
33.8%
8/24/2021
42.28K→56.55K
Common Stock
Direct
Shares
−9.74K
Price / share
$56.14
Trade value
$546.69K
% of position
17.2%
8/24/2021
56.55K→46.81K
Common Stock
Direct
Shares
−1.50K
Price / share
—
Trade value
—
% of position
3.2%
8/26/2021
46.81K→45.31K
Total
Net shares
+3.04K
Net value
-$246.47K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/24/2021 | M · Option Exercise | +14.28K | $21.03 | $300.22K | 33.8% | 42.28K | 56.55K |
| Common Stock Direct | 8/24/2021 | F · Tax Withholding | −9.74K | $56.14 | $546.69K | 17.2% | 56.55K | 46.81K |
| Common Stock Direct | 8/26/2021 | G · Gift | −1.50K | — | — | 3.2% | 46.81K | 45.31K |
| Total | +3.04K | -$246.47K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
14.28K shares
Shares
−14.28K
Strike price
21.03
Held after
0.00
Exercisable
—
8/24/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock14.28K shares | 8/24/2021 | M · Option Exercise | −14.28K | 21.03 | — | 0.00 |