STEWART LAURA LEE

PrivateCIK: 1410558

Location

SEATTLE, WA

STEWART LAURA LEE (President and CEO) exercised options at SOUND FINANCIAL BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

STEWART LAURA LEE

Filed: 11/8/2023ACC: 0001437749-23-030993

InsiderSTEWART LAURA LEECIK 1410558

→

IssuerSOUND FINANCIAL BANCORP, INC.CIK 1541119

DirectorOfficer· President and CEO

Since Jan 2019

-1.36K

Net shares

Net seller

$49.4K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

2.94K acquired · 4.30K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

Shares

+2.94K

Price / share

$16.80

Trade value

$49.34K

% of position

5.0%

11/7/2023

58.27K→61.21K

Common Stock

Direct

F · Tax Withholding

Shares

−1.36K

Price / share

$36.27

Trade value

$49.36K

% of position

2.2%

11/7/2023

61.21K→59.85K

Total

Net shares

+1.58K

Net value

-$21.87

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/7/2023	M · Option Exercise	+2.94K	$16.80	$49.34K	5.0%	58.27K	61.21K
Common Stock Direct	11/7/2023	F · Tax Withholding	−1.36K	$36.27	$49.36K	2.2%	61.21K	59.85K
Total			+1.58K		-$21.87

Derivative Transactions1

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

0.00 shares

Shares

−2.94K

Strike price

16.80

Held after

2.94K

Exercisable

—

11/7/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock0.00 shares	11/7/2023	M · Option Exercise	−2.94K	16.80	—	2.94K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned13.77K

Common Stock

Indirect

Shares owned18.03K

Total

31.80K indirect31.80K

Security Title	Shares Owned	Ownership Type
Common Stock	13.77K	Indirect
Common Stock	18.03K	Indirect
Total	31.80K	31.80K indirect

Derivative Holdings (Post-Transaction)6

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.80K

Shares owned

1.80K

Exercise price

40.1300

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

120.00

Shares owned

120.00

Exercise price

36.2600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

300.00

Shares owned

300.00

Exercise price

32.4600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

8.36K

Shares owned

8.36K

Exercise price

18.3600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.50K

Shares owned

3.50K

Exercise price

18.3600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

250.00

Shares owned

250.00

Exercise price

33.5000

Expiration

—

Exercise window

—

Total

Underlying

14.33K

Owned

14.33K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	40.1300	—	—	1.80K	1.80K
Stock Option (Right to Buy) Direct	Common Stock	36.2600	—	—	120.00	120.00
Stock Option (Right to Buy) Direct	Common Stock	32.4600	—	—	300.00	300.00
Stock Option (Right to Buy) Direct	Common Stock	18.3600	—	—	8.36K	8.36K
Stock Option (Right to Buy) Direct	Common Stock	18.3600	—	—	3.50K	3.50K
Stock Option (Right to Buy) Direct	Common Stock	33.5000	—	—	250.00	250.00
Total					14.33K	14.33K

STEWART LAURA LEE — Insider Transaction (Form 4) Filed Nov 8, 2023 | Finecho