STEWART LAURA LEE

PrivateCIK: 1410558

Location

SEATTLE, WA

STEWART LAURA LEE (President and CEO) exercised options at SOUND FINANCIAL BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

STEWART LAURA LEE

Filed: 2/8/2023ACC: 0001437749-23-002765

InsiderSTEWART LAURA LEECIK 1410558

→

IssuerSOUND FINANCIAL BANCORP, INC.CIK 1541119

DirectorOfficer· President and CEO

Since Jan 2019

-4.53K

Net shares

Net seller

$181.4K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

10.80K acquired · 15.33K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

Shares

+10.80K

Price / share

$16.80

Trade value

$181.44K

% of position

20.8%

2/8/2023

52K→62.80K

Common Stock

Direct

F · Tax Withholding

Shares

−4.53K

Price / share

$40.08

Trade value

$181.44K

% of position

7.2%

2/8/2023

62.80K→58.27K

Total

Net shares

+6.27K

Net value

-$2.16

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/8/2023	M · Option Exercise	+10.80K	$16.80	$181.44K	20.8%	52K	62.80K
Common Stock Direct	2/8/2023	F · Tax Withholding	−4.53K	$40.08	$181.44K	7.2%	62.80K	58.27K
Total			+6.27K		-$2.16

Derivative Transactions1

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

10.80K shares

Shares

−10.80K

Strike price

16.80

Held after

2.94K

Exercisable

—

2/7/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock10.80K shares	2/7/2023	M · Option Exercise	−10.80K	16.80	—	2.94K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned18.03K

Common Stock

Indirect

Shares owned13.07K

Total

31.11K indirect31.11K

Security Title	Shares Owned	Ownership Type
Common Stock	18.03K	Indirect
Common Stock	13.07K	Indirect
Total	31.11K	31.11K indirect

Derivative Holdings (Post-Transaction)6

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

8.36K

Shares owned

8.36K

Exercise price

18.3600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

120.00

Shares owned

120.00

Exercise price

36.2600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

300.00

Shares owned

300.00

Exercise price

32.4600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.50K

Shares owned

3.50K

Exercise price

18.3600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.80K

Shares owned

1.80K

Exercise price

40.1300

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

250.00

Shares owned

250.00

Exercise price

33.5000

Expiration

—

Exercise window

—

Total

Underlying

14.33K

Owned

14.33K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	18.3600	—	—	8.36K	8.36K
Stock Option (Right to Buy) Direct	Common Stock	36.2600	—	—	120.00	120.00
Stock Option (Right to Buy) Direct	Common Stock	32.4600	—	—	300.00	300.00
Stock Option (Right to Buy) Direct	Common Stock	18.3600	—	—	3.50K	3.50K
Stock Option (Right to Buy) Direct	Common Stock	40.1300	—	—	1.80K	1.80K
Stock Option (Right to Buy) Direct	Common Stock	33.5000	—	—	250.00	250.00
Total					14.33K	14.33K

STEWART LAURA LEE — Insider Transaction (Form 4) Filed Feb 8, 2023 | Finecho