STEWART LAURA LEE

PrivateCIK: 1410558

Location

SEATTLE, WA

STEWART LAURA LEE (President and CEO) received a stock award from SOUND FINANCIAL BANCORP, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

STEWART LAURA LEE

Filed: 1/31/2023ACC: 0001437749-23-002148

InsiderSTEWART LAURA LEECIK 1410558

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IssuerSOUND FINANCIAL BANCORP, INC.CIK 1541119

DirectorOfficer· President and CEO

Since Jan 2019

+600.00

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

1.80K acquired · 1.20K disposed

Non-Derivative Transactions1

Common Stock

Direct

A · Award

Shares

−1.20K

Price / share

—

Trade value

—

% of position

2.3%

1/27/2023

53.20K→52K

Total

Net shares

−1.20K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/27/2023	A · Award	−1.20K	—	—	2.3%	53.20K	52K
Total			−1.20K		$0.00

Derivative Transactions1

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

1.80K shares

Shares

+1.80K

Strike price

40.13

Held after

1.80K

Exercisable

—

1/27/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock1.80K shares	1/27/2023	A · Award	+1.80K	40.13	—	1.80K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned18.03K

Common Stock

Indirect

Shares owned13.07K

Total

31.11K indirect31.11K

Security Title	Shares Owned	Ownership Type
Common Stock	18.03K	Indirect
Common Stock	13.07K	Indirect
Total	31.11K	31.11K indirect

Derivative Holdings (Post-Transaction)6

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

13.74K

Shares owned

13.74K

Exercise price

16.8000

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

8.36K

Shares owned

8.36K

Exercise price

18.3600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

250.00

Shares owned

250.00

Exercise price

33.5000

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

120.00

Shares owned

120.00

Exercise price

36.2600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

300.00

Shares owned

300.00

Exercise price

32.4600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.50K

Shares owned

3.50K

Exercise price

18.3600

Expiration

—

Exercise window

—

Total

Underlying

26.27K

Owned

26.27K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	16.8000	—	—	13.74K	13.74K
Stock Option (Right to Buy) Direct	Common Stock	18.3600	—	—	8.36K	8.36K
Stock Option (Right to Buy) Direct	Common Stock	33.5000	—	—	250.00	250.00
Stock Option (Right to Buy) Direct	Common Stock	36.2600	—	—	120.00	120.00
Stock Option (Right to Buy) Direct	Common Stock	32.4600	—	—	300.00	300.00
Stock Option (Right to Buy) Direct	Common Stock	18.3600	—	—	3.50K	3.50K
Total					26.27K	26.27K

STEWART LAURA LEE — Insider Transaction (Form 4) Filed Jan 31, 2023 | Finecho