STEVENS GLENN HENRY (President, CEO & Director) exercised options at GAIN CAPITAL HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/31/2019ACC: 0001444363-19-000079
DirectorOfficer· President, CEO & Director
Since Mar 2019
0.00
Net shares
Net seller
$225.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
58.74K acquired · 58.74K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+58.74K
Price / share
$3.83
Trade value
$224.99K
% of position
3.4%
5/29/2019
1.72M→1.78M
Total
Net shares
+58.74K
Net value
$224.99K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/29/2019 | M · Option Exercise | +58.74K | $3.83 | $224.99K | 3.4% | 1.72M | 1.78M |
| Total | +58.74K | $224.99K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
58.74K shares
Shares
−58.74K
Strike price
3.83
Held after
0.00
Exercisable
—
5/29/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock58.74K shares | 5/29/2019 | M · Option Exercise | −58.74K | 3.83 | — | 0.00 |