STERN RICKY

PrivateCIK: 1605565
Location

ENGELWOOD CLIFFS, NJ

STERN RICKY (Senior Vice President) reported 7 transactions at ASTA FUNDING INC

Review the transaction codes below to understand the nature of each event.

InsiderSTERN RICKYCIK 1605565
IssuerASTA FUNDING INCCIK 1001258
Officer10% Owner· Senior Vice President
Since Sep 2020
-2.56M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
10
Total transactions
2.56M disposed
Non-Derivative Transactions7

Common Stock, par value $.01 per share

Direct
J · J

Shares

145.43K

Price / share

Trade value

% of position

New position
9/29/2020
145.43K0.00

Common Stock, par value $.01 per share

Indirect
J · J

Shares

871.50K

Price / share

Trade value

% of position

New position
9/29/2020
871.50K0.00

Common Stock, par value $.01 per share

Indirect
J · J

Shares

714.36K

Price / share

Trade value

% of position

New position
9/29/2020
714.36K0.00

Common Stock, par value $.01 per share

Indirect
J · J

Shares

318.59K

Price / share

Trade value

% of position

New position
9/29/2020
318.59K0.00

Common Stock, par value $.01 per share

Indirect
J · J

Shares

187.59K

Price / share

Trade value

% of position

New position
9/29/2020
187.59K0.00

Common Stock, par value $.01 per share

Indirect
J · J

Shares

243.28K

Price / share

Trade value

% of position

New position
9/29/2020
243.28K0.00

Common Stock, par value $.01 per share

Indirect
J · J

Shares

30.22K

Price / share

Trade value

% of position

New position
9/29/2020
30.22K0.00
Total

Net shares

2.51M

Net value

$0.00

Derivative Transactions3

Stock Option (right to buy)

Direct
J · J
Converts to

Common Stock

10K shares

Shares

10K

Strike price

8.36

Held after

0.00

Exercisable

9/29/2020

Stock Option (right to buy)

Direct
J · J
Converts to

Common Stock

20K shares

Shares

20K

Strike price

9.57

Held after

0.00

Exercisable

9/29/2020

Stock Option (right to buy)

Direct
J · J
Converts to

Common Stock

20K shares

Shares

20K

Strike price

8.49

Held after

0.00

Exercisable

9/29/2020
STERN RICKY — Insider Transaction (Form 4) Filed Oct 1, 2020 | Finecho