STERN GARY

PrivateCIK: 1046401
Location

ENGLEWOOD CLIFFS, NJ

STERN GARY (President and CEO) reported 4 transactions at ASTA FUNDING INC

Review the transaction codes below to understand the nature of each event.

InsiderSTERN GARYCIK 1046401
IssuerASTA FUNDING INCCIK 1001258
DirectorOfficer· President and CEO
Since Sep 2020
-1.47M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
1.47M disposed
Non-Derivative Transactions4

Common Stock, par value $.01 per share

Direct
J · J

Shares

409.05K

Price / share

Trade value

% of position

New position
9/29/2020
409.05K0.00

Common Stock, par value $.01 per share

Indirect
J · J

Shares

285.61K

Price / share

Trade value

% of position

New position
9/29/2020
285.61K0.00

Common Stock, par value $.01 per share

Indirect
J · J

Shares

318.59K

Price / share

Trade value

% of position

New position
9/29/2020
318.59K0.00

Common Stock, par value $.01 per share

Indirect
J · J

Shares

243.28K

Price / share

Trade value

% of position

New position
9/29/2020
243.28K0.00
Total

Net shares

1.26M

Net value

$0.00

Derivative Transactions3

Stock Option (right to buy)

Direct
J · J
Converts to

Common Stock

60K shares

Shares

60K

Strike price

7.63

Held after

0.00

Exercisable

9/29/2020

Stock Option (right to buy)

Direct
J · J
Converts to

Common Stock

100K shares

Shares

100K

Strike price

7.77

Held after

0.00

Exercisable

9/29/2020

Stock Option (right to buy)

Direct
J · J
Converts to

Common Stock

50K shares

Shares

50K

Strike price

8.49

Held after

0.00

Exercisable

9/29/2020
STERN GARY — Insider Transaction (Form 4) Filed Oct 1, 2020 | Finecho