Filed: 4/6/2023ACC: 0001842015-23-000003
📋 What this filing means
STERLING MANOR FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 50 equity positions with a total reported market value of $103.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
50
Positions
$103.06M
Total AUM (reported)
2.17M
Total Shares
Allocation by class
FIRST TR ENH NEW$19.13M18.6%
GOLD SHS$8.76M8.5%
COM$8.48M8.2%
SHS$6.36M6.2%
EME MRK BD ETF$6.26M6.1%
CHINA LG-CAP ETF$6.12M5.9%
INDLS PROD DUR$5.74M5.6%
Portfolio Concentration
Top 3$34.15M33.1%
4–10$37.83M36.7%
11–25$23.79M23.1%
Rest$7.29M7.1%
Top 3 weight
33.1%
Top 10 weight
69.8%
Voting Authority Distribution
Total shares with voting rights: 70.66K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
70.66K
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole50
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings50
Rows:
FIRST TR EXCHANGE-TRADED FD
SOLEShares321.50K
TypeSH
Market value$19.13M
18.56%
Sole
0.00
Shared
0.00
None
236.00
SPDR GOLD TR
SOLEShares47.80K
TypeSH
Market value$8.76M
8.50%
Sole
0.00
Shared
0.00
None
72.00
FIRST TR EXCH TRADED FD III
SOLEShares225.86K
TypeSH
Market value$6.26M
6.07%
Sole
0.00
Shared
0.00
None
1.03K
FIRST TR MORNINGSTAR DIVID L
SOLEShares173.40K
TypeSH
Market value$6.16M
5.97%
Sole
0.00
Shared
0.00
None
29.00
ISHARES TR
SOLEShares207.42K
TypeSH
Market value$6.12M
5.94%
Sole
0.00
Shared
0.00
None
534.00
FIRST TR EXCHANGE TRADED FD
SOLEShares103.36K
TypeSH
Market value$5.74M
5.57%
Sole
0.00
Shared
0.00
None
155.00
ISHARES TR
SOLEShares46.12K
TypeSH
Market value$5.31M
5.15%
Sole
0.00
Shared
0.00
None
58.00
VANECK ETF TRUST
SOLEShares133.80K
TypeSH
Market value$5.29M
5.13%
Sole
0.00
Shared
0.00
None
213.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares98.75K
TypeSH
Market value$4.73M
4.59%
Sole
0.00
Shared
0.00
None
129.00
FIRST TR EXCH TRD ALPHDX FD
SOLEShares120.72K
TypeSH
Market value$4.49M
4.36%
Sole
0.00
Shared
0.00
None
171.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares184.24K
TypeSH
Market value$3.50M
3.40%
Sole
0.00
Shared
0.00
None
1.14K
ISHARES TR
SOLEShares41.12K
TypeSH
Market value$3.38M
3.28%
Sole
0.00
Shared
0.00
None
313.00
APPLE INC
SOLEShares17.33K
TypeSH
Market value$2.86M
2.77%
Sole
0.00
Shared
0.00
None
224.00
SPDR SER TR
SOLEShares27.70K
TypeSH
Market value$2.54M
2.47%
Sole
0.00
Shared
0.00
None
458.00
NUSHARES ETF TR
SOLEShares72.81K
TypeSH
Market value$1.68M
1.63%
Sole
0.00
Shared
0.00
None
1.46K
FIRST TR EXCHNG TRADED FD VI
SOLEShares46.12K
TypeSH
Market value$1.62M
1.57%
Sole
0.00
Shared
0.00
None
372.00
SELECT SECTOR SPDR TR
SOLEShares10.83K
TypeSH
Market value$1.40M
1.36%
Sole
0.00
Shared
0.00
None
96.00
FIRST TR EXCHANGE-TRADED ALP
SOLEShares29.15K
TypeSH
Market value$1.27M
1.24%
Sole
0.00
Shared
0.00
None
266.00
SPDR SER TR
SOLEShares43.95K
TypeSH
Market value$1.17M
1.14%
Sole
0.00
Shared
0.00
None
815.00
EXXON MOBIL CORP
SOLEShares7.71K
TypeSH
Market value$845.8K
0.82%
Sole
0.00
Shared
0.00
None
5.50K
SPDR S&P 500 ETF TR
SOLEShares2.06K
TypeSH
Market value$842.9K
0.82%
Sole
0.00
Shared
0.00
None
3.00
FIRST TR LRG CP VL ALPHADEX
SOLEShares12.30K
TypeSH
Market value$816.9K
0.79%
Sole
0.00
Shared
0.00
None
684.00
QUANTA SVCS INC
SOLEShares3.81K
TypeSH
Market value$635.2K
0.62%
Sole
0.00
Shared
0.00
None
46.00
ISHARES TR
SOLEShares5.96K
TypeSH
Market value$633.4K
0.61%
Sole
0.00
Shared
0.00
None
1K
FIRST TR EXCHANGE-TRADED FD
SOLEShares31.42K
TypeSH
Market value$591.6K
0.57%
Sole
0.00
Shared
0.00
None
2K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 321.50K | SH | $19.13M 18.56% | 0.00 | 0.00 | 236.00 |
SPDR GOLD TRSOLE | GOLD SHS | 47.80K | SH | $8.76M 8.50% | 0.00 | 0.00 | 72.00 |
FIRST TR EXCH TRADED FD IIISOLE | EME MRK BD ETF | 225.86K | SH | $6.26M 6.07% | 0.00 | 0.00 | 1.03K |
FIRST TR MORNINGSTAR DIVID LSOLE | SHS | 173.40K | SH | $6.16M 5.97% | 0.00 | 0.00 | 29.00 |
ISHARES TRSOLE | CHINA LG-CAP ETF | 207.42K | SH | $6.12M 5.94% | 0.00 | 0.00 | 534.00 |
FIRST TR EXCHANGE TRADED FDSOLE | INDLS PROD DUR | 103.36K | SH | $5.74M 5.57% | 0.00 | 0.00 | 155.00 |
ISHARES TRSOLE | US AER DEF ETF | 46.12K | SH | $5.31M 5.15% | 0.00 | 0.00 | 58.00 |
VANECK ETF TRUSTSOLE | JUNIOR GOLD MINE | 133.80K | SH | $5.29M 5.13% | 0.00 | 0.00 | 213.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 98.75K | SH | $4.73M 4.59% | 0.00 | 0.00 | 129.00 |
FIRST TR EXCH TRD ALPHDX FDSOLE | EM SML CP ALPH | 120.72K | SH | $4.49M 4.36% | 0.00 | 0.00 | 171.00 |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST BUFERD | 184.24K | SH | $3.50M 3.40% | 0.00 | 0.00 | 1.14K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 41.12K | SH | $3.38M 3.28% | 0.00 | 0.00 | 313.00 |
APPLE INCSOLE | COM | 17.33K | SH | $2.86M 2.77% | 0.00 | 0.00 | 224.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 27.70K | SH | $2.54M 2.47% | 0.00 | 0.00 | 458.00 |
NUSHARES ETF TRSOLE | NUVEEN ENHCD 1 5 | 72.81K | SH | $1.68M 1.63% | 0.00 | 0.00 | 1.46K |
FIRST TR EXCHNG TRADED FD VISOLE | VEST US EQTY BUF | 46.12K | SH | $1.62M 1.57% | 0.00 | 0.00 | 372.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 10.83K | SH | $1.40M 1.36% | 0.00 | 0.00 | 96.00 |
FIRST TR EXCHANGE-TRADED ALPSOLE | MID CAP VAL FD | 29.15K | SH | $1.27M 1.24% | 0.00 | 0.00 | 266.00 |
SPDR SER TRSOLE | PORTFLI TIPS ETF | 43.95K | SH | $1.17M 1.14% | 0.00 | 0.00 | 815.00 |
EXXON MOBIL CORPSOLE | COM | 7.71K | SH | $845.8K 0.82% | 0.00 | 0.00 | 5.50K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.06K | SH | $842.9K 0.82% | 0.00 | 0.00 | 3.00 |
FIRST TR LRG CP VL ALPHADEXSOLE | COM SHS | 12.30K | SH | $816.9K 0.79% | 0.00 | 0.00 | 684.00 |
QUANTA SVCS INCSOLE | COM | 3.81K | SH | $635.2K 0.62% | 0.00 | 0.00 | 46.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 5.96K | SH | $633.4K 0.61% | 0.00 | 0.00 | 1K |
FIRST TR EXCHANGE-TRADED FDSOLE | LIMITED DURATION | 31.42K | SH | $591.6K 0.57% | 0.00 | 0.00 | 2K |
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