Filed: 10/12/2022ACC: 0001842015-22-000007
📋 What this filing means
STERLING MANOR FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 48 equity positions with a total reported market value of $80.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
48
Positions
$80.7K
Total AUM (reported)
1.68M
Total Shares
Allocation by class
FIRST TR ENH NEW$24.8K30.8%
SHS$10.8K13.4%
COM$8.2K10.2%
TR UNIT$7.4K9.1%
COM SHS$6.4K7.9%
WTR ETF$3.8K4.7%
CBOE VEST BUFERD$3.0K3.7%
Portfolio Concentration
Top 3$42.5K52.8%
4–10$20.1K24.9%
11–25$11.9K14.7%
Rest$6.1K7.6%
Top 3 weight
52.8%
Top 10 weight
77.7%
Voting Authority Distribution
Total shares with voting rights: 1.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole48
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings48
Rows:
FIRST TR EXCHANGE-TRADED FD
SOLEShares418.40K
TypeSH
Market value$24.8K
30.77%
Sole
0.00
Shared
0.00
None
418.40K
FIRST TR MORNINGSTAR DIVID L
SOLEShares322.38K
TypeSH
Market value$10.4K
12.84%
Sole
0.00
Shared
0.00
None
322.38K
SPDR S&P 500 ETF TR
SOLEShares20.64K
TypeSH
Market value$7.4K
9.14%
Sole
0.00
Shared
0.00
None
20.64K
FIRST TR LRG CP VL ALPHADEX
SOLEShares107.11K
TypeSH
Market value$6.2K
7.66%
Sole
0.00
Shared
0.00
None
107.11K
FIRST TR EXCHANGE TRADED FD
SOLEShares52.94K
TypeSH
Market value$3.8K
4.71%
Sole
0.00
Shared
0.00
None
52.94K
FIRST TR EXCHNG TRADED FD VI
SOLEShares164.63K
TypeSH
Market value$3.0K
3.69%
Sole
0.00
Shared
0.00
None
164.63K
APPLE INC
SOLEShares14.10K
TypeSH
Market value$1.9K
2.42%
Sole
0.00
Shared
0.00
None
14.10K
SSGA ACTIVE ETF TR
SOLEShares45.22K
TypeSH
Market value$1.8K
2.29%
Sole
0.00
Shared
0.00
None
45.22K
SPDR SER TR
SOLEShares49.68K
TypeSH
Market value$1.8K
2.23%
Sole
0.00
Shared
0.00
None
49.68K
FIRST TR EXCHANGE TRADED FD
SOLEShares26.99K
TypeSH
Market value$1.5K
1.90%
Sole
0.00
Shared
0.00
None
26.99K
SELECT SECTOR SPDR TR
SOLEShares11.76K
TypeSH
Market value$1.4K
1.77%
Sole
0.00
Shared
0.00
None
11.76K
SPDR SER TR
SOLEShares35.25K
TypeSH
Market value$1.4K
1.75%
Sole
0.00
Shared
0.00
None
35.25K
SPDR SER TR
SOLEShares58.86K
TypeSH
Market value$1.3K
1.56%
Sole
0.00
Shared
0.00
None
58.86K
SPDR SER TR
SOLEShares41.74K
TypeSH
Market value$1.1K
1.31%
Sole
0.00
Shared
0.00
None
41.74K
NUSHARES ETF TR
SOLEShares45.52K
TypeSH
Market value$1.0K
1.28%
Sole
0.00
Shared
0.00
None
45.52K
FIRST TR EXCHNG TRADED FD VI
SOLEShares41.38K
TypeSH
Market value$760.00
0.94%
Sole
0.00
Shared
0.00
None
41.38K
FIRST TR EXCHANGE-TRADED FD
SOLEShares16.76K
TypeSH
Market value$738.00
0.92%
Sole
0.00
Shared
0.00
None
16.76K
EXXON MOBIL CORP
SOLEShares7.86K
TypeSH
Market value$687.00
0.85%
Sole
0.00
Shared
0.00
None
7.86K
GENUINE PARTS CO
SOLEShares3.57K
TypeSH
Market value$533.00
0.66%
Sole
0.00
Shared
0.00
None
3.57K
HERSHEY CO
SOLEShares2.38K
TypeSH
Market value$526.00
0.65%
Sole
0.00
Shared
0.00
None
2.38K
CVR ENERGY INC
SOLEShares18.07K
TypeSH
Market value$524.00
0.65%
Sole
0.00
Shared
0.00
None
18.07K
FIRST TR EXCH TRADED FD III
SOLEShares11.29K
TypeSH
Market value$512.00
0.63%
Sole
0.00
Shared
0.00
None
11.29K
LILLY ELI & CO
SOLEShares1.56K
TypeSH
Market value$504.00
0.62%
Sole
0.00
Shared
0.00
None
1.56K
FIRST TR EXCHNG TRADED FD VI
SOLEShares19.68K
TypeSH
Market value$469.00
0.58%
Sole
0.00
Shared
0.00
None
19.68K
GENPACT LIMITED
SOLEShares10.03K
TypeSH
Market value$439.00
0.54%
Sole
0.00
Shared
0.00
None
10.03K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 418.40K | SH | $24.8K 30.77% | 0.00 | 0.00 | 418.40K |
FIRST TR MORNINGSTAR DIVID LSOLE | SHS | 322.38K | SH | $10.4K 12.84% | 0.00 | 0.00 | 322.38K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 20.64K | SH | $7.4K 9.14% | 0.00 | 0.00 | 20.64K |
FIRST TR LRG CP VL ALPHADEXSOLE | COM SHS | 107.11K | SH | $6.2K 7.66% | 0.00 | 0.00 | 107.11K |
FIRST TR EXCHANGE TRADED FDSOLE | WTR ETF | 52.94K | SH | $3.8K 4.71% | 0.00 | 0.00 | 52.94K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST BUFERD | 164.63K | SH | $3.0K 3.69% | 0.00 | 0.00 | 164.63K |
APPLE INCSOLE | COM | 14.10K | SH | $1.9K 2.42% | 0.00 | 0.00 | 14.10K |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 45.22K | SH | $1.8K 2.29% | 0.00 | 0.00 | 45.22K |
SPDR SER TRSOLE | S&P INS ETF | 49.68K | SH | $1.8K 2.23% | 0.00 | 0.00 | 49.68K |
FIRST TR EXCHANGE TRADED FDSOLE | CONSUMR STAPLE | 26.99K | SH | $1.5K 1.90% | 0.00 | 0.00 | 26.99K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 11.76K | SH | $1.4K 1.77% | 0.00 | 0.00 | 11.76K |
SPDR SER TRSOLE | FTSE INT GVT ETF | 35.25K | SH | $1.4K 1.75% | 0.00 | 0.00 | 35.25K |
SPDR SER TRSOLE | PORT MTG BK ETF | 58.86K | SH | $1.3K 1.56% | 0.00 | 0.00 | 58.86K |
SPDR SER TRSOLE | PORTFLI TIPS ETF | 41.74K | SH | $1.1K 1.31% | 0.00 | 0.00 | 41.74K |
NUSHARES ETF TRSOLE | NUVEEN ENHCD 1 5 | 45.52K | SH | $1.0K 1.28% | 0.00 | 0.00 | 45.52K |
FIRST TR EXCHNG TRADED FD VISOLE | LOW DUR STRTGC | 41.38K | SH | $760.00 0.94% | 0.00 | 0.00 | 41.38K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 16.76K | SH | $738.00 0.92% | 0.00 | 0.00 | 16.76K |
EXXON MOBIL CORPSOLE | COM | 7.86K | SH | $687.00 0.85% | 0.00 | 0.00 | 7.86K |
GENUINE PARTS COSOLE | COM | 3.57K | SH | $533.00 0.66% | 0.00 | 0.00 | 3.57K |
HERSHEY COSOLE | COM | 2.38K | SH | $526.00 0.65% | 0.00 | 0.00 | 2.38K |
CVR ENERGY INCSOLE | COM | 18.07K | SH | $524.00 0.65% | 0.00 | 0.00 | 18.07K |
FIRST TR EXCH TRADED FD IIISOLE | MUNI HI INCM ETF | 11.29K | SH | $512.00 0.63% | 0.00 | 0.00 | 11.29K |
LILLY ELI & COSOLE | COM | 1.56K | SH | $504.00 0.62% | 0.00 | 0.00 | 1.56K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW UNCONSTRAI | 19.68K | SH | $469.00 0.58% | 0.00 | 0.00 | 19.68K |
GENPACT LIMITEDSOLE | SHS | 10.03K | SH | $439.00 0.54% | 0.00 | 0.00 | 10.03K |
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