Filed: 11/6/2023ACC: 0001085146-23-004092
📋 What this filing means
STERLING FINANCIAL PLANNING, INC. filed this quarterly 13F‑HR report disclosing 93 equity positions with a total reported market value of $195.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
93
Positions
$195.25M
Total AUM (reported)
3.29M
Total Shares
Allocation by class
COM$15.09M7.7%
S&P MC 400VL ETF$12.69M6.5%
ISHARES NEW$12.11M6.2%
S&P 500 GRWT ETF$11.91M6.1%
S&P SML 600 GWT$11.51M5.9%
S&P MC 400GR ETF$11.43M5.9%
SP SMCP600VL ETF$7.71M3.9%
Portfolio Concentration
Top 3$36.71M18.8%
4–10$56.90M29.1%
11–25$48.76M25.0%
Rest$52.88M27.1%
Top 3 weight
18.8%
Top 10 weight
47.9%
Voting Authority Distribution
Total shares with voting rights: 3.29M
Sole
Full voting authority
11.52K
shares
% of voting shares0.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.28M
shares
% of voting shares99.6%
Investment Discretion (by position count)
Sole93
Shared0
Other0
Dominant voting typeNone · 99.6% of voting shares
Institutional Holdings93
Rows:
ISHARES TR
SOLEShares125.71K
TypeSH
Market value$12.69M
6.50%
Sole
0.00
Shared
0.00
None
125.71K
ISHARES GOLD TR
SOLEShares346.02K
TypeSH
Market value$12.11M
6.20%
Sole
1.46K
Shared
0.00
None
344.56K
ISHARES TR
SOLEShares174.13K
TypeSH
Market value$11.91M
6.10%
Sole
669.00
Shared
0.00
None
173.46K
ISHARES TR
SOLEShares104.93K
TypeSH
Market value$11.51M
5.89%
Sole
0.00
Shared
0.00
None
104.93K
ISHARES TR
SOLEShares158.26K
TypeSH
Market value$11.43M
5.86%
Sole
0.00
Shared
0.00
None
158.26K
ISHARES TR
SOLEShares86.39K
TypeSH
Market value$7.71M
3.95%
Sole
0.00
Shared
0.00
None
86.39K
SCHWAB STRATEGIC TR
SOLEShares137.09K
TypeSH
Market value$7.67M
3.93%
Sole
0.00
Shared
0.00
None
137.09K
VANGUARD WHITEHALL FDS
SOLEShares63.54K
TypeSH
Market value$6.57M
3.36%
Sole
205.00
Shared
0.00
None
63.34K
DIMENSIONAL ETF TRUST
SOLEShares196.16K
TypeSH
Market value$6.40M
3.28%
Sole
611.00
Shared
0.00
None
195.55K
ISHARES TR
SOLEShares13.08K
TypeSH
Market value$5.62M
2.88%
Sole
0.00
Shared
0.00
None
13.08K
VANGUARD BD INDEX FDS
SOLEShares65K
TypeSH
Market value$4.70M
2.41%
Sole
0.00
Shared
0.00
None
65K
ISHARES TR
SOLEShares16.81K
TypeSH
Market value$4.19M
2.15%
Sole
0.00
Shared
0.00
None
16.81K
ISHARES TR
SOLEShares170.38K
TypeSH
Market value$3.76M
1.92%
Sole
0.00
Shared
0.00
None
170.38K
ISHARES TR
SOLEShares24.20K
TypeSH
Market value$3.72M
1.91%
Sole
321.00
Shared
0.00
None
23.88K
DIMENSIONAL ETF TRUST
SOLEShares155.42K
TypeSH
Market value$3.70M
1.89%
Sole
1.71K
Shared
0.00
None
153.72K
DIMENSIONAL ETF TRUST
SOLEShares129.64K
TypeSH
Market value$3.29M
1.68%
Sole
0.00
Shared
0.00
None
129.64K
ISHARES TR
SOLEShares37.38K
TypeSH
Market value$3.23M
1.65%
Sole
0.00
Shared
0.00
None
37.38K
ISHARES TR
SOLEShares125.27K
TypeSH
Market value$3.18M
1.63%
Sole
717.00
Shared
0.00
None
124.56K
INNOVATOR ETFS TR
SOLEShares124.88K
TypeSH
Market value$3.09M
1.58%
Sole
1.99K
Shared
0.00
None
122.89K
SPDR GOLD TR
SOLEShares16.56K
TypeSH
Market value$2.84M
1.45%
Sole
0.00
Shared
0.00
None
16.56K
VANGUARD INDEX FDS
SOLEShares21.07K
TypeSH
Market value$2.76M
1.41%
Sole
0.00
Shared
0.00
None
21.07K
APPLE INC
SOLEShares15.74K
TypeSH
Market value$2.70M
1.38%
Sole
0.00
Shared
0.00
None
15.74K
VANGUARD BD INDEX FDS
SOLEShares35.83K
TypeSH
Market value$2.69M
1.38%
Sole
0.00
Shared
0.00
None
35.83K
VANGUARD INDEX FDS
SOLEShares33.08K
TypeSH
Market value$2.50M
1.28%
Sole
0.00
Shared
0.00
None
33.08K
SCHWAB STRATEGIC TR
SOLEShares75.18K
TypeSH
Market value$2.42M
1.24%
Sole
0.00
Shared
0.00
None
75.18K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | S&P MC 400VL ETF | 125.71K | SH | $12.69M 6.50% | 0.00 | 0.00 | 125.71K |
ISHARES GOLD TRSOLE | ISHARES NEW | 346.02K | SH | $12.11M 6.20% | 1.46K | 0.00 | 344.56K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 174.13K | SH | $11.91M 6.10% | 669.00 | 0.00 | 173.46K |
ISHARES TRSOLE | S&P SML 600 GWT | 104.93K | SH | $11.51M 5.89% | 0.00 | 0.00 | 104.93K |
ISHARES TRSOLE | S&P MC 400GR ETF | 158.26K | SH | $11.43M 5.86% | 0.00 | 0.00 | 158.26K |
ISHARES TRSOLE | SP SMCP600VL ETF | 86.39K | SH | $7.71M 3.95% | 0.00 | 0.00 | 86.39K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 137.09K | SH | $7.67M 3.93% | 0.00 | 0.00 | 137.09K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 63.54K | SH | $6.57M 3.36% | 205.00 | 0.00 | 63.34K |
DIMENSIONAL ETF TRUSTSOLE | INTERNATNAL VAL | 196.16K | SH | $6.40M 3.28% | 611.00 | 0.00 | 195.55K |
ISHARES TRSOLE | CORE S&P500 ETF | 13.08K | SH | $5.62M 2.88% | 0.00 | 0.00 | 13.08K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 65K | SH | $4.70M 2.41% | 0.00 | 0.00 | 65K |
ISHARES TRSOLE | CORE S&P MCP ETF | 16.81K | SH | $4.19M 2.15% | 0.00 | 0.00 | 16.81K |
ISHARES TRSOLE | US TREAS BD ETF | 170.38K | SH | $3.76M 1.92% | 0.00 | 0.00 | 170.38K |
ISHARES TRSOLE | S&P 500 VAL ETF | 24.20K | SH | $3.72M 1.91% | 321.00 | 0.00 | 23.88K |
DIMENSIONAL ETF TRUSTSOLE | INTL SMALL CAP V | 155.42K | SH | $3.70M 1.89% | 1.71K | 0.00 | 153.72K |
DIMENSIONAL ETF TRUSTSOLE | US SMALL CAP VAL | 129.64K | SH | $3.29M 1.68% | 0.00 | 0.00 | 129.64K |
ISHARES TRSOLE | EAFE GRWTH ETF | 37.38K | SH | $3.23M 1.65% | 0.00 | 0.00 | 37.38K |
ISHARES TRSOLE | INTL SEL DIV ETF | 125.27K | SH | $3.18M 1.63% | 717.00 | 0.00 | 124.56K |
INNOVATOR ETFS TRSOLE | US EQT ACC 9 BFR | 124.88K | SH | $3.09M 1.58% | 1.99K | 0.00 | 122.89K |
SPDR GOLD TRSOLE | GOLD SHS | 16.56K | SH | $2.84M 1.45% | 0.00 | 0.00 | 16.56K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 21.07K | SH | $2.76M 1.41% | 0.00 | 0.00 | 21.07K |
APPLE INCSOLE | COM | 15.74K | SH | $2.70M 1.38% | 0.00 | 0.00 | 15.74K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 35.83K | SH | $2.69M 1.38% | 0.00 | 0.00 | 35.83K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 33.08K | SH | $2.50M 1.28% | 0.00 | 0.00 | 33.08K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT INT SC | 75.18K | SH | $2.42M 1.24% | 0.00 | 0.00 | 75.18K |
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