Filed: 10/19/2023ACC: 0001991301-23-000005
📋 What this filing means
STERLING FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 61 equity positions with a total reported market value of $159.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
61
Positions
$159.24M
Total AUM (reported)
4.81M
Total Shares
Allocation by class
US CORE EQT MKT$18.00M11.3%
COM$16.59M10.4%
ACTIVE GROWTH$13.28M8.3%
BULSHS 2025 HY$12.76M8.0%
CWP ENHANCED DIV$12.71M8.0%
BULSHS 2027 CB$12.34M7.7%
NATURAL RESOURC$11.93M7.5%
Portfolio Concentration
Top 3$44.04M27.7%
4–10$77.22M48.5%
11–25$24.44M15.3%
Rest$13.53M8.5%
Top 3 weight
27.7%
Top 10 weight
76.2%
Voting Authority Distribution
Total shares with voting rights: 4.81M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.81M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole61
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings61
Rows:
DIMENSIONAL ETF TRUST
SOLEShares600.86K
TypeSH
Market value$18.00M
11.30%
Sole
0.00
Shared
0.00
None
600.86K
J P MORGAN EXCHANGE TRADED F
SOLEShares246.46K
TypeSH
Market value$13.28M
8.34%
Sole
0.00
Shared
0.00
None
246.46K
INVESCO EXCH TRD SLF IDX FD
SOLEShares567.79K
TypeSH
Market value$12.76M
8.02%
Sole
0.00
Shared
0.00
None
567.79K
AMPLIFY ETF TR
SOLEShares365.84K
TypeSH
Market value$12.71M
7.98%
Sole
0.00
Shared
0.00
None
365.84K
INVESCO EXCH TRD SLF IDX FD
SOLEShares658.49K
TypeSH
Market value$12.34M
7.75%
Sole
0.00
Shared
0.00
None
658.49K
VANECK ETF TRUST
SOLEShares242.91K
TypeSH
Market value$11.93M
7.49%
Sole
0.00
Shared
0.00
None
242.91K
DIMENSIONAL ETF TRUST
SOLEShares427.63K
TypeSH
Market value$11.17M
7.01%
Sole
0.00
Shared
0.00
None
427.63K
INVESCO EXCH TRD SLF IDX FD
SOLEShares539.36K
TypeSH
Market value$10.13M
6.36%
Sole
0.00
Shared
0.00
None
539.36K
APPLE INC
SOLEShares57K
TypeSH
Market value$9.76M
6.13%
Sole
0.00
Shared
0.00
None
57K
VANGUARD BD INDEX FDS
SOLEShares137.09K
TypeSH
Market value$9.19M
5.77%
Sole
0.00
Shared
0.00
None
137.09K
SPDR SER TR
SOLEShares103.21K
TypeSH
Market value$4.51M
2.83%
Sole
0.00
Shared
0.00
None
103.21K
INVESCO EXCH TRD SLF IDX FD
SOLEShares127.01K
TypeSH
Market value$2.91M
1.83%
Sole
0.00
Shared
0.00
None
127.01K
INVESCO EXCH TRD SLF IDX FD
SOLEShares124.85K
TypeSH
Market value$2.81M
1.77%
Sole
0.00
Shared
0.00
None
124.85K
SPDR S&P 500 ETF TR
SOLEShares6.33K
TypeSH
Market value$2.71M
1.70%
Sole
0.00
Shared
0.00
None
6.33K
VANGUARD INDEX FDS
SOLEShares10.52K
TypeSH
Market value$1.38M
0.87%
Sole
0.00
Shared
0.00
None
10.52K
ISHARES TR
SOLEShares11.68K
TypeSH
Market value$1.26M
0.79%
Sole
0.00
Shared
0.00
None
11.68K
ISHARES TR
SOLEShares5K
TypeSH
Market value$1.23M
0.77%
Sole
0.00
Shared
0.00
None
5K
ISHARES TR
SOLEShares17.61K
TypeSH
Market value$1.22M
0.77%
Sole
0.00
Shared
0.00
None
17.61K
ISHARES TR
SOLEShares8.54K
TypeSH
Market value$1.16M
0.73%
Sole
0.00
Shared
0.00
None
8.54K
MICROSOFT CORP
SOLEShares3.41K
TypeSH
Market value$1.08M
0.68%
Sole
0.00
Shared
0.00
None
3.41K
INVESCO QQQ TR
SOLEShares2.59K
TypeSH
Market value$927.6K
0.58%
Sole
0.00
Shared
0.00
None
2.59K
CVS HEALTH CORP
SOLEShares13.12K
TypeSH
Market value$916.0K
0.58%
Sole
0.00
Shared
0.00
None
13.12K
EMPIRE ST RLTY OP L P
SOLEShares105.12K
TypeSH
Market value$841.0K
0.53%
Sole
0.00
Shared
0.00
None
105.12K
AMAZON COM INC
SOLEShares6.03K
TypeSH
Market value$766.9K
0.48%
Sole
0.00
Shared
0.00
None
6.03K
CHEVRON CORP NEW
SOLEShares4.40K
TypeSH
Market value$741.8K
0.47%
Sole
0.00
Shared
0.00
None
4.40K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DIMENSIONAL ETF TRUSTSOLE | US CORE EQT MKT | 600.86K | SH | $18.00M 11.30% | 0.00 | 0.00 | 600.86K |
J P MORGAN EXCHANGE TRADED FSOLE | ACTIVE GROWTH | 246.46K | SH | $13.28M 8.34% | 0.00 | 0.00 | 246.46K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 HY | 567.79K | SH | $12.76M 8.02% | 0.00 | 0.00 | 567.79K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 365.84K | SH | $12.71M 7.98% | 0.00 | 0.00 | 365.84K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 658.49K | SH | $12.34M 7.75% | 0.00 | 0.00 | 658.49K |
VANECK ETF TRUSTSOLE | NATURAL RESOURC | 242.91K | SH | $11.93M 7.49% | 0.00 | 0.00 | 242.91K |
DIMENSIONAL ETF TRUSTSOLE | INTL CORE EQT MK | 427.63K | SH | $11.17M 7.01% | 0.00 | 0.00 | 427.63K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 539.36K | SH | $10.13M 6.36% | 0.00 | 0.00 | 539.36K |
APPLE INCSOLE | COM | 57K | SH | $9.76M 6.13% | 0.00 | 0.00 | 57K |
VANGUARD BD INDEX FDSSOLE | LONG TERM BOND | 137.09K | SH | $9.19M 5.77% | 0.00 | 0.00 | 137.09K |
SPDR SER TRSOLE | NUVEEN BLMBRG MU | 103.21K | SH | $4.51M 2.83% | 0.00 | 0.00 | 103.21K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 MUNI | 127.01K | SH | $2.91M 1.83% | 0.00 | 0.00 | 127.01K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2028 MUNI | 124.85K | SH | $2.81M 1.77% | 0.00 | 0.00 | 124.85K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.33K | SH | $2.71M 1.70% | 0.00 | 0.00 | 6.33K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 10.52K | SH | $1.38M 0.87% | 0.00 | 0.00 | 10.52K |
ISHARES TRSOLE | SELECT DIVID ETF | 11.68K | SH | $1.26M 0.79% | 0.00 | 0.00 | 11.68K |
ISHARES TRSOLE | RUSSELL 3000 ETF | 5K | SH | $1.23M 0.77% | 0.00 | 0.00 | 5K |
ISHARES TRSOLE | RUS MID CAP ETF | 17.61K | SH | $1.22M 0.77% | 0.00 | 0.00 | 17.61K |
ISHARES TRSOLE | RUS 2000 VAL ETF | 8.54K | SH | $1.16M 0.73% | 0.00 | 0.00 | 8.54K |
MICROSOFT CORPSOLE | COM | 3.41K | SH | $1.08M 0.68% | 0.00 | 0.00 | 3.41K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 2.59K | SH | $927.6K 0.58% | 0.00 | 0.00 | 2.59K |
CVS HEALTH CORPSOLE | COM | 13.12K | SH | $916.0K 0.58% | 0.00 | 0.00 | 13.12K |
EMPIRE ST RLTY OP L PSOLE | UNIT LTD PRTNSP | 105.12K | SH | $841.0K 0.53% | 0.00 | 0.00 | 105.12K |
AMAZON COM INCSOLE | COM | 6.03K | SH | $766.9K 0.48% | 0.00 | 0.00 | 6.03K |
CHEVRON CORP NEWSOLE | COM | 4.40K | SH | $741.8K 0.47% | 0.00 | 0.00 | 4.40K |
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