Filed: 9/7/2023ACC: 0001991301-23-000003
📋 What this filing means
STERLING FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $130.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$130.40M
Total AUM (reported)
3.58M
Total Shares
Allocation by class
ULTRA SHRT INC$18.88M14.5%
US CORE EQT MKT$14.22M10.9%
COM$13.49M10.3%
BULSHS 2026 CB$11.66M8.9%
CWP ENHANCED DIV$10.69M8.2%
NATURAL RESOURC$10.43M8.0%
INTL CORE EQT MK$9.38M7.2%
Portfolio Concentration
Top 3$44.76M34.3%
4–10$54.28M41.6%
11–25$22.31M17.1%
Rest$9.06M6.9%
Top 3 weight
34.3%
Top 10 weight
75.9%
Voting Authority Distribution
Total shares with voting rights: 3.58M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.58M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings52
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares376.64K
TypeSH
Market value$18.88M
14.48%
Sole
0.00
Shared
0.00
None
376.64K
DIMENSIONAL ETF TRUST
SOLEShares526.33K
TypeSH
Market value$14.22M
10.91%
Sole
0.00
Shared
0.00
None
526.33K
INVESCO EXCH TRD SLF IDX FD
SOLEShares615.98K
TypeSH
Market value$11.66M
8.94%
Sole
0.00
Shared
0.00
None
615.98K
AMPLIFY ETF TR
SOLEShares297.98K
TypeSH
Market value$10.69M
8.19%
Sole
0.00
Shared
0.00
None
297.98K
VANECK ETF TRUST
SOLEShares211.82K
TypeSH
Market value$10.43M
8.00%
Sole
0.00
Shared
0.00
None
211.82K
DIMENSIONAL ETF TRUST
SOLEShares374.74K
TypeSH
Market value$9.38M
7.20%
Sole
0.00
Shared
0.00
None
374.74K
SPDR SER TR
SOLEShares406.88K
TypeSH
Market value$9.09M
6.97%
Sole
0.00
Shared
0.00
None
406.88K
APPLE INC
SOLEShares58.05K
TypeSH
Market value$7.54M
5.78%
Sole
0.00
Shared
0.00
None
58.05K
VANGUARD SCOTTSDALE FDS
SOLEShares23.66K
TypeSH
Market value$3.68M
2.83%
Sole
0.00
Shared
0.00
None
23.66K
VANGUARD SCOTTSDALE FDS
SOLEShares28.43K
TypeSH
Market value$3.46M
2.65%
Sole
0.00
Shared
0.00
None
28.43K
SPDR S&P 500 ETF TR
SOLEShares6.33K
TypeSH
Market value$2.42M
1.86%
Sole
0.00
Shared
0.00
None
6.33K
ISHARES TR
SOLEShares60.88K
TypeSH
Market value$2.10M
1.61%
Sole
0.00
Shared
0.00
None
60.88K
INVESCO EXCH TRD SLF IDX FD
SOLEShares88.79K
TypeSH
Market value$2.09M
1.60%
Sole
0.00
Shared
0.00
None
88.79K
ISHARES TR
SOLEShares17.07K
TypeSH
Market value$2.06M
1.58%
Sole
0.00
Shared
0.00
None
17.07K
VANECK ETF TRUST
SOLEShares40.69K
TypeSH
Market value$2.06M
1.58%
Sole
0.00
Shared
0.00
None
40.69K
ISHARES TR
SOLEShares14.64K
TypeSH
Market value$2.03M
1.56%
Sole
0.00
Shared
0.00
None
14.64K
VANGUARD INDEX FDS
SOLEShares14.02K
TypeSH
Market value$1.90M
1.45%
Sole
0.00
Shared
0.00
None
14.02K
CVS HEALTH CORP
SOLEShares13.91K
TypeSH
Market value$1.30M
0.99%
Sole
0.00
Shared
0.00
None
13.91K
ISHARES TR
SOLEShares17.61K
TypeSH
Market value$1.19M
0.91%
Sole
0.00
Shared
0.00
None
17.61K
ISHARES TR
SOLEShares5K
TypeSH
Market value$1.10M
0.85%
Sole
0.00
Shared
0.00
None
5K
VANGUARD MUN BD FDS
SOLEShares18.20K
TypeSH
Market value$900.7K
0.69%
Sole
0.00
Shared
0.00
None
18.20K
MICROSOFT CORP
SOLEShares3.52K
TypeSH
Market value$843.9K
0.65%
Sole
0.00
Shared
0.00
None
3.52K
INVESCO QQQ TR
SOLEShares3K
TypeSH
Market value$799.6K
0.61%
Sole
0.00
Shared
0.00
None
3K
CHEVRON CORP NEW
SOLEShares4.38K
TypeSH
Market value$786.0K
0.60%
Sole
0.00
Shared
0.00
None
4.38K
EMPIRE ST RLTY OP L P
SOLEShares113.20K
TypeSH
Market value$739.2K
0.57%
Sole
0.00
Shared
0.00
None
113.20K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 376.64K | SH | $18.88M 14.48% | 0.00 | 0.00 | 376.64K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQT MKT | 526.33K | SH | $14.22M 10.91% | 0.00 | 0.00 | 526.33K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 615.98K | SH | $11.66M 8.94% | 0.00 | 0.00 | 615.98K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 297.98K | SH | $10.69M 8.19% | 0.00 | 0.00 | 297.98K |
VANECK ETF TRUSTSOLE | NATURAL RESOURC | 211.82K | SH | $10.43M 8.00% | 0.00 | 0.00 | 211.82K |
DIMENSIONAL ETF TRUSTSOLE | INTL CORE EQT MK | 374.74K | SH | $9.38M 7.20% | 0.00 | 0.00 | 374.74K |
SPDR SER TRSOLE | PORTFLI HIGH YLD | 406.88K | SH | $9.09M 6.97% | 0.00 | 0.00 | 406.88K |
APPLE INCSOLE | COM | 58.05K | SH | $7.54M 5.78% | 0.00 | 0.00 | 58.05K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS2000GRW | 23.66K | SH | $3.68M 2.83% | 0.00 | 0.00 | 23.66K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS2000VAL | 28.43K | SH | $3.46M 2.65% | 0.00 | 0.00 | 28.43K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.33K | SH | $2.42M 1.86% | 0.00 | 0.00 | 6.33K |
ISHARES TRSOLE | BROAD USD HIGH | 60.88K | SH | $2.10M 1.61% | 0.00 | 0.00 | 60.88K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 MUNI | 88.79K | SH | $2.09M 1.60% | 0.00 | 0.00 | 88.79K |
ISHARES TRSOLE | SELECT DIVID ETF | 17.07K | SH | $2.06M 1.58% | 0.00 | 0.00 | 17.07K |
VANECK ETF TRUSTSOLE | HIGH YLD MUNIETF | 40.69K | SH | $2.06M 1.58% | 0.00 | 0.00 | 40.69K |
ISHARES TRSOLE | RUS 2000 VAL ETF | 14.64K | SH | $2.03M 1.56% | 0.00 | 0.00 | 14.64K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 14.02K | SH | $1.90M 1.45% | 0.00 | 0.00 | 14.02K |
CVS HEALTH CORPSOLE | COM | 13.91K | SH | $1.30M 0.99% | 0.00 | 0.00 | 13.91K |
ISHARES TRSOLE | RUS MID CAP ETF | 17.61K | SH | $1.19M 0.91% | 0.00 | 0.00 | 17.61K |
ISHARES TRSOLE | RUSSELL 3000 ETF | 5K | SH | $1.10M 0.85% | 0.00 | 0.00 | 5K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 18.20K | SH | $900.7K 0.69% | 0.00 | 0.00 | 18.20K |
MICROSOFT CORPSOLE | COM | 3.52K | SH | $843.9K 0.65% | 0.00 | 0.00 | 3.52K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 3K | SH | $799.6K 0.61% | 0.00 | 0.00 | 3K |
CHEVRON CORP NEWSOLE | COM | 4.38K | SH | $786.0K 0.60% | 0.00 | 0.00 | 4.38K |
EMPIRE ST RLTY OP L PSOLE | UNIT LTD PRTNSP | 113.20K | SH | $739.2K 0.57% | 0.00 | 0.00 | 113.20K |
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