STEPHENS JEFFREY RUSSELL (Sr. Gen Council; Corp Sec) exercised options at SECURITY NATIONAL FINANCIAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

STEPHENS JEFFREY RUSSELL

Filed: 1/30/2023ACC: 0001096906-23-000231

InsiderSTEPHENS JEFFREY RUSSELLCIK 1488171

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IssuerSECURITY NATIONAL FINANCIAL CORPCIK 318673

Officer· Sr. Gen Council; Corp Sec

Since Feb 2018

+56.74K

Net shares

Net buyer

$74.0K

Total acquired

Open market trades

0B · 0S

Total transactions

66.76K acquired · 10.02K disposed

Non-Derivative Transactions1

Class A Common Stock

Direct

M · Option Exercise

+10.02K

Price / share

$7.39

Trade value

$74.04K

% of position

53.9%

1/19/2023

18.58K→28.60K

Total

Net shares

+10.02K

Net value

$74.04K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	1/19/2023	M · Option Exercise	+10.02K	$7.39	$74.04K	53.9%	18.58K	28.60K
Total			+10.02K		$74.04K

Derivative Transactions9

Employee Stock Option (right to buy)

Direct

A · Award

Converts to

Class A Common Stock

7.21K shares

+7.21K

Strike price

4.5800

Held after

7.21K

Exercisable

—

12/4/2015

Employee Stock Option (right to buy)

Direct

A · Award

Converts to

Class A Common Stock

6.87K shares

+6.87K

Strike price

5.0400

Held after

14.08K

Exercisable

—

12/2/2016

Employee Stock Option (right to buy)

Direct

A · Award

Converts to

Class A Common Stock

6.54K shares

+6.54K

Strike price

3.8100

Held after

20.62K

Exercisable

—

12/1/2017

Employee Stock Option (right to buy)

Direct

D · Disposition

Converts to

Class A Common Stock

1.54K shares

−1.54K

Strike price

3.8100

Held after

19.08K

Exercisable

—

12/1/2017

Employee Stock Option (right to buy)

Direct

A · Award

Converts to

Class A Common Stock

9.35K shares

+9.35K

Strike price

4.3900

Held after

28.43K

Exercisable

—

11/30/2018

Employee Stock Option (right to buy)

Direct

A · Award

Converts to

Class A Common Stock

8.90K shares

+8.90K

Strike price

4.5700

Held after

37.33K

Exercisable

—

12/6/2019

Employee Stock Option (right to buy)

Direct

D · Disposition

Converts to

Class A Common Stock

8.48K shares

−8.48K

Strike price

3.3200

Held after

37.33K

Exercisable

—

3/27/2020

Employee Stock Option (right to buy)

Direct

A · Award

Converts to

Class A Common Stock

7.88K shares

+7.88K

Strike price

8.1900

Held after

45.20K

Exercisable

—

12/3/2021

Employee Stock Option (right to buy)

Direct

A · Award

Converts to

Class A Common Stock

10K shares

+10K

Strike price

6.4800

Held after

55.20K

Exercisable

—

12/2/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (right to buy) Direct	Class A Common Stock7.21K shares	12/4/2015	A · Award	+7.21K	4.5800	—	7.21K
Employee Stock Option (right to buy) Direct	Class A Common Stock6.87K shares	12/2/2016	A · Award	+6.87K	5.0400	—	14.08K
Employee Stock Option (right to buy) Direct	Class A Common Stock6.54K shares	12/1/2017	A · Award	+6.54K	3.8100	—	20.62K
Employee Stock Option (right to buy) Direct	Class A Common Stock1.54K shares	12/1/2017	D · Disposition	−1.54K	3.8100	—	19.08K
Employee Stock Option (right to buy) Direct	Class A Common Stock9.35K shares	11/30/2018	A · Award	+9.35K	4.3900	—	28.43K
Employee Stock Option (right to buy) Direct	Class A Common Stock8.90K shares	12/6/2019	A · Award	+8.90K	4.5700	—	37.33K
Employee Stock Option (right to buy) Direct	Class A Common Stock8.48K shares	3/27/2020	D · Disposition	−8.48K	3.3200	—	37.33K
Employee Stock Option (right to buy) Direct	Class A Common Stock7.88K shares	12/3/2021	A · Award	+7.88K	8.1900	—	45.20K
Employee Stock Option (right to buy) Direct	Class A Common Stock10K shares	12/2/2022	A · Award	+10K	6.4800	—	55.20K