Filed: 11/14/2023ACC: 0000757657-23-000020
📋 What this filing means
STEPHENS INC /AR/ filed this quarterly 13F‑HR report disclosing 1214 equity positions with a total reported market value of $5.22B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1214
Positions
$5.22B
Total AUM (reported)
81.03M
Total Shares
Allocation by class
COM$2.17B41.6%
CL A$159.43M3.1%
TOTAL STK MKT$158.27M3.0%
SHS$107.73M2.1%
1 3 YR TREAS BD$105.95M2.0%
RUS 1000 VAL ETF$105.93M2.0%
TR UNIT$87.83M1.7%
Portfolio Concentration
Top 3$395.87M7.6%
4–10$568.64M10.9%
11–25$696.05M13.3%
Rest$3.56B68.2%
Top 3 weight
7.6%
Top 10 weight
18.5%
Voting Authority Distribution
Total shares with voting rights: 81.03M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
81.03M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1214
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1214
Rows:
VANGUARD INDEX FDS
DFNDShares745.11K
TypeSH
Market value$158.27M
3.03%
Sole
0.00
Shared
745.11K
None
0.00
APPLE INC
DFNDShares768.94K
TypeSH
Market value$131.65M
2.52%
Sole
0.00
Shared
768.94K
None
0.00
ISHARES TR
DFNDShares1.31M
TypeSH
Market value$105.95M
2.03%
Sole
0.00
Shared
1.31M
None
0.00
ISHARES TR
DFNDShares697.74K
TypeSH
Market value$105.93M
2.03%
Sole
0.00
Shared
697.74K
None
0.00
MICROSOFT CORP
DFNDShares304.33K
TypeSH
Market value$96.09M
1.84%
Sole
0.00
Shared
304.33K
None
0.00
SPDR S&P 500 ETF TR
DFNDShares199.24K
TypeSH
Market value$85.17M
1.63%
Sole
0.00
Shared
199.24K
None
0.00
INVESCO QQQ TR
DFNDShares210.31K
TypeSH
Market value$75.35M
1.44%
Sole
0.00
Shared
210.31K
None
0.00
ISHARES TR
DFNDShares677.41K
TypeSH
Market value$70.68M
1.35%
Sole
0.00
Shared
677.41K
None
0.00
ISHARES TR
DFNDShares261.82K
TypeSH
Market value$69.64M
1.34%
Sole
0.00
Shared
261.82K
None
0.00
WALMART INC
DFNDShares411.27K
TypeSH
Market value$65.77M
1.26%
Sole
0.00
Shared
411.27K
None
0.00
WISDOMTREE TR
DFNDShares1.20M
TypeSH
Market value$60.33M
1.16%
Sole
0.00
Shared
1.20M
None
0.00
ISHARES TR
DFNDShares813.76K
TypeSH
Market value$56.08M
1.08%
Sole
0.00
Shared
813.76K
None
0.00
AMAZON COM INC
DFNDShares435.30K
TypeSH
Market value$55.34M
1.06%
Sole
0.00
Shared
435.30K
None
0.00
KURA SUSHI USA INC
DFNDShares809.47K
TypeSH
Market value$53.52M
1.03%
Sole
0.00
Shared
809.47K
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares688.61K
TypeSH
Market value$51.75M
0.99%
Sole
0.00
Shared
688.61K
None
0.00
MERCK & CO INC
DFNDShares502.46K
TypeSH
Market value$51.73M
0.99%
Sole
0.00
Shared
502.46K
None
0.00
J P MORGAN EXCHANGE TRADED F
DFNDShares1.04M
TypeSH
Market value$46.62M
0.89%
Sole
0.00
Shared
1.04M
None
0.00
BLUE OWL CAPITAL CORPORATION
DFNDShares3.33M
TypeSH
Market value$46.14M
0.88%
Sole
0.00
Shared
3.33M
None
0.00
ISHARES TR
DFNDShares822.12K
TypeSH
Market value$40.97M
0.79%
Sole
0.00
Shared
822.12K
None
0.00
VISA INC
DFNDShares174.81K
TypeSH
Market value$40.21M
0.77%
Sole
0.00
Shared
174.81K
None
0.00
FIRST TR MORNINGSTAR DIVID L
DFNDShares1.19M
TypeSH
Market value$39.88M
0.76%
Sole
0.00
Shared
1.19M
None
0.00
BROADCOM INC
DFNDShares47.46K
TypeSH
Market value$39.42M
0.76%
Sole
0.00
Shared
47.46K
None
0.00
ALPS ETF TR
DFNDShares928.36K
TypeSH
Market value$39.18M
0.75%
Sole
0.00
Shared
928.36K
None
0.00
JPMORGAN CHASE & CO
DFNDShares263.89K
TypeSH
Market value$38.27M
0.73%
Sole
0.00
Shared
263.89K
None
0.00
J P MORGAN EXCHANGE TRADED F
DFNDShares729.99K
TypeSH
Market value$36.63M
0.70%
Sole
0.00
Shared
729.99K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 745.11K | SH | $158.27M 3.03% | 0.00 | 745.11K | 0.00 |
APPLE INCDFND | COM | 768.94K | SH | $131.65M 2.52% | 0.00 | 768.94K | 0.00 |
ISHARES TRDFND | 1 3 YR TREAS BD | 1.31M | SH | $105.95M 2.03% | 0.00 | 1.31M | 0.00 |
ISHARES TRDFND | RUS 1000 VAL ETF | 697.74K | SH | $105.93M 2.03% | 0.00 | 697.74K | 0.00 |
MICROSOFT CORPDFND | COM | 304.33K | SH | $96.09M 1.84% | 0.00 | 304.33K | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 199.24K | SH | $85.17M 1.63% | 0.00 | 199.24K | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 210.31K | SH | $75.35M 1.44% | 0.00 | 210.31K | 0.00 |
ISHARES TRDFND | RUS MDCP VAL ETF | 677.41K | SH | $70.68M 1.35% | 0.00 | 677.41K | 0.00 |
ISHARES TRDFND | RUS 1000 GRW ETF | 261.82K | SH | $69.64M 1.34% | 0.00 | 261.82K | 0.00 |
WALMART INCDFND | COM | 411.27K | SH | $65.77M 1.26% | 0.00 | 411.27K | 0.00 |
WISDOMTREE TRDFND | FLOATNG RAT TREA | 1.20M | SH | $60.33M 1.16% | 0.00 | 1.20M | 0.00 |
ISHARES TRDFND | MSCI EAFE ETF | 813.76K | SH | $56.08M 1.08% | 0.00 | 813.76K | 0.00 |
AMAZON COM INCDFND | COM | 435.30K | SH | $55.34M 1.06% | 0.00 | 435.30K | 0.00 |
KURA SUSHI USA INCDFND | CL A COM | 809.47K | SH | $53.52M 1.03% | 0.00 | 809.47K | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 688.61K | SH | $51.75M 0.99% | 0.00 | 688.61K | 0.00 |
MERCK & CO INCDFND | COM | 502.46K | SH | $51.73M 0.99% | 0.00 | 502.46K | 0.00 |
J P MORGAN EXCHANGE TRADED FDFND | CORE PLUS BD ETF | 1.04M | SH | $46.62M 0.89% | 0.00 | 1.04M | 0.00 |
BLUE OWL CAPITAL CORPORATIONDFND | COM | 3.33M | SH | $46.14M 0.88% | 0.00 | 3.33M | 0.00 |
ISHARES TRDFND | ISHS 1-5YR INVS | 822.12K | SH | $40.97M 0.79% | 0.00 | 822.12K | 0.00 |
VISA INCDFND | COM CL A | 174.81K | SH | $40.21M 0.77% | 0.00 | 174.81K | 0.00 |
FIRST TR MORNINGSTAR DIVID LDFND | SHS | 1.19M | SH | $39.88M 0.76% | 0.00 | 1.19M | 0.00 |
BROADCOM INCDFND | COM | 47.46K | SH | $39.42M 0.76% | 0.00 | 47.46K | 0.00 |
ALPS ETF TRDFND | ALERIAN MLP | 928.36K | SH | $39.18M 0.75% | 0.00 | 928.36K | 0.00 |
JPMORGAN CHASE & CODFND | COM | 263.89K | SH | $38.27M 0.73% | 0.00 | 263.89K | 0.00 |
J P MORGAN EXCHANGE TRADED FDFND | ULTRA SHRT INC | 729.99K | SH | $36.63M 0.70% | 0.00 | 729.99K | 0.00 |
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