Filed: 8/14/2023ACC: 0000757657-23-000016
📋 What this filing means
STEPHENS INC /AR/ filed this quarterly 13F‑HR report disclosing 1227 equity positions with a total reported market value of $5.56B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1227
Positions
$5.56B
Total AUM (reported)
81.95M
Total Shares
Allocation by class
COM$2.39B43.0%
CL A$171.55M3.1%
TOTAL STK MKT$164.23M3.0%
RUS 1000 VAL ETF$113.29M2.0%
1 3 YR TREAS BD$109.95M2.0%
SHS$103.58M1.9%
TR UNIT$86.52M1.6%
Portfolio Concentration
Top 3$434.41M7.8%
4–10$606.01M10.9%
11–25$747.25M13.4%
Rest$3.77B67.8%
Top 3 weight
7.8%
Top 10 weight
18.7%
Voting Authority Distribution
Total shares with voting rights: 81.95M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
81.95M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1227
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1227
Rows:
VANGUARD INDEX FDS
DFNDShares745.55K
TypeSH
Market value$164.23M
2.95%
Sole
0.00
Shared
745.55K
None
0.00
APPLE INC
DFNDShares808.85K
TypeSH
Market value$156.89M
2.82%
Sole
0.00
Shared
808.85K
None
0.00
ISHARES TR
DFNDShares717.79K
TypeSH
Market value$113.29M
2.04%
Sole
0.00
Shared
717.79K
None
0.00
MICROSOFT CORP
DFNDShares329.86K
TypeSH
Market value$112.33M
2.02%
Sole
0.00
Shared
329.86K
None
0.00
ISHARES TR
DFNDShares1.36M
TypeSH
Market value$109.95M
1.98%
Sole
0.00
Shared
1.36M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares188.77K
TypeSH
Market value$83.68M
1.51%
Sole
0.00
Shared
188.77K
None
0.00
AMAZON COM INC
DFNDShares590.63K
TypeSH
Market value$77.00M
1.39%
Sole
0.00
Shared
590.63K
None
0.00
ISHARES TR
DFNDShares693.21K
TypeSH
Market value$76.14M
1.37%
Sole
0.00
Shared
693.21K
None
0.00
KURA SUSHI USA INC
DFNDShares810.36K
TypeSH
Market value$75.32M
1.36%
Sole
0.00
Shared
810.36K
None
0.00
INVESCO QQQ TR
DFNDShares193.79K
TypeSH
Market value$71.59M
1.29%
Sole
0.00
Shared
193.79K
None
0.00
ISHARES TR
DFNDShares256.57K
TypeSH
Market value$70.60M
1.27%
Sole
0.00
Shared
256.57K
None
0.00
WALMART INC
DFNDShares411.31K
TypeSH
Market value$64.65M
1.16%
Sole
0.00
Shared
411.31K
None
0.00
MERCK & CO INC
DFNDShares507.66K
TypeSH
Market value$58.58M
1.05%
Sole
0.00
Shared
507.66K
None
0.00
WISDOMTREE TR
DFNDShares1.14M
TypeSH
Market value$57.48M
1.03%
Sole
0.00
Shared
1.14M
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares725.16K
TypeSH
Market value$54.87M
0.99%
Sole
0.00
Shared
725.16K
None
0.00
FIRST TR EXCHNG TRADED FD VI
DFNDShares1.15M
TypeSH
Market value$50.62M
0.91%
Sole
0.00
Shared
1.15M
None
0.00
ISHARES TR
DFNDShares666.18K
TypeSH
Market value$48.30M
0.87%
Sole
0.00
Shared
666.18K
None
0.00
VISA INC
DFNDShares195.56K
TypeSH
Market value$46.44M
0.84%
Sole
0.00
Shared
195.56K
None
0.00
OWL ROCK CAPITAL CORPORATION
DFNDShares3.42M
TypeSH
Market value$45.95M
0.83%
Sole
0.00
Shared
3.42M
None
0.00
ISHARES TR
DFNDShares881.64K
TypeSH
Market value$44.23M
0.80%
Sole
0.00
Shared
881.64K
None
0.00
BROADCOM INC
DFNDShares49.49K
TypeSH
Market value$42.93M
0.77%
Sole
0.00
Shared
49.49K
None
0.00
MASTERCARD INCORPORATED
DFNDShares104.75K
TypeSH
Market value$41.20M
0.74%
Sole
0.00
Shared
104.75K
None
0.00
JPMORGAN CHASE & CO
DFNDShares281.06K
TypeSH
Market value$40.88M
0.74%
Sole
0.00
Shared
281.06K
None
0.00
FIRST TR MORNINGSTAR DIVID L
DFNDShares1.20M
TypeSH
Market value$40.72M
0.73%
Sole
0.00
Shared
1.20M
None
0.00
ALPHABET INC
DFNDShares329.06K
TypeSH
Market value$39.81M
0.72%
Sole
0.00
Shared
329.06K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 745.55K | SH | $164.23M 2.95% | 0.00 | 745.55K | 0.00 |
APPLE INCDFND | COM | 808.85K | SH | $156.89M 2.82% | 0.00 | 808.85K | 0.00 |
ISHARES TRDFND | RUS 1000 VAL ETF | 717.79K | SH | $113.29M 2.04% | 0.00 | 717.79K | 0.00 |
MICROSOFT CORPDFND | COM | 329.86K | SH | $112.33M 2.02% | 0.00 | 329.86K | 0.00 |
ISHARES TRDFND | 1 3 YR TREAS BD | 1.36M | SH | $109.95M 1.98% | 0.00 | 1.36M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 188.77K | SH | $83.68M 1.51% | 0.00 | 188.77K | 0.00 |
AMAZON COM INCDFND | COM | 590.63K | SH | $77.00M 1.39% | 0.00 | 590.63K | 0.00 |
ISHARES TRDFND | RUS MDCP VAL ETF | 693.21K | SH | $76.14M 1.37% | 0.00 | 693.21K | 0.00 |
KURA SUSHI USA INCDFND | CL A COM | 810.36K | SH | $75.32M 1.36% | 0.00 | 810.36K | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 193.79K | SH | $71.59M 1.29% | 0.00 | 193.79K | 0.00 |
ISHARES TRDFND | RUS 1000 GRW ETF | 256.57K | SH | $70.60M 1.27% | 0.00 | 256.57K | 0.00 |
WALMART INCDFND | COM | 411.31K | SH | $64.65M 1.16% | 0.00 | 411.31K | 0.00 |
MERCK & CO INCDFND | COM | 507.66K | SH | $58.58M 1.05% | 0.00 | 507.66K | 0.00 |
WISDOMTREE TRDFND | FLOATNG RAT TREA | 1.14M | SH | $57.48M 1.03% | 0.00 | 1.14M | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 725.16K | SH | $54.87M 0.99% | 0.00 | 725.16K | 0.00 |
FIRST TR EXCHNG TRADED FD VIDFND | TCW OPPORTUNIS | 1.15M | SH | $50.62M 0.91% | 0.00 | 1.15M | 0.00 |
ISHARES TRDFND | MSCI EAFE ETF | 666.18K | SH | $48.30M 0.87% | 0.00 | 666.18K | 0.00 |
VISA INCDFND | COM CL A | 195.56K | SH | $46.44M 0.84% | 0.00 | 195.56K | 0.00 |
OWL ROCK CAPITAL CORPORATIONDFND | COM | 3.42M | SH | $45.95M 0.83% | 0.00 | 3.42M | 0.00 |
ISHARES TRDFND | ISHS 1-5YR INVS | 881.64K | SH | $44.23M 0.80% | 0.00 | 881.64K | 0.00 |
BROADCOM INCDFND | COM | 49.49K | SH | $42.93M 0.77% | 0.00 | 49.49K | 0.00 |
MASTERCARD INCORPORATEDDFND | CL A | 104.75K | SH | $41.20M 0.74% | 0.00 | 104.75K | 0.00 |
JPMORGAN CHASE & CODFND | COM | 281.06K | SH | $40.88M 0.74% | 0.00 | 281.06K | 0.00 |
FIRST TR MORNINGSTAR DIVID LDFND | SHS | 1.20M | SH | $40.72M 0.73% | 0.00 | 1.20M | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 329.06K | SH | $39.81M 0.72% | 0.00 | 329.06K | 0.00 |
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