Filed: 5/15/2023ACC: 0000757657-23-000012
📋 What this filing means
STEPHENS INC /AR/ filed this quarterly 13F‑HR report disclosing 1191 equity positions with a total reported market value of $5.21B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1191
Positions
$5.21B
Total AUM (reported)
80.49M
Total Shares
Allocation by class
COM$2.24B43.0%
TOTAL STK MKT$159.35M3.1%
CL A$145.39M2.8%
1 3 YR TREAS BD$120.88M2.3%
RUS 1000 VAL ETF$107.12M2.1%
SHS$99.09M1.9%
TR UNIT$80.23M1.5%
Portfolio Concentration
Top 3$413.43M7.9%
4–10$536.46M10.3%
11–25$665.87M12.8%
Rest$3.60B69.0%
Top 3 weight
7.9%
Top 10 weight
18.2%
Voting Authority Distribution
Total shares with voting rights: 80.49M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
80.49M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1191
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1191
Rows:
VANGUARD INDEX FDS
DFNDShares780.72K
TypeSH
Market value$159.35M
3.06%
Sole
0.00
Shared
780.72K
None
0.00
APPLE INC
DFNDShares807.77K
TypeSH
Market value$133.20M
2.56%
Sole
0.00
Shared
807.77K
None
0.00
ISHARES TR
DFNDShares1.47M
TypeSH
Market value$120.88M
2.32%
Sole
0.00
Shared
1.47M
None
0.00
ISHARES TR
DFNDShares703.53K
TypeSH
Market value$107.12M
2.06%
Sole
0.00
Shared
703.53K
None
0.00
MICROSOFT CORP
DFNDShares336.16K
TypeSH
Market value$96.91M
1.86%
Sole
0.00
Shared
336.16K
None
0.00
SPDR S&P 500 ETF TR
DFNDShares188.41K
TypeSH
Market value$77.13M
1.48%
Sole
0.00
Shared
188.41K
None
0.00
ISHARES TR
DFNDShares671.82K
TypeSH
Market value$71.35M
1.37%
Sole
0.00
Shared
671.82K
None
0.00
ISHARES TR
DFNDShares258.48K
TypeSH
Market value$63.16M
1.21%
Sole
0.00
Shared
258.48K
None
0.00
WALMART INC
DFNDShares412.10K
TypeSH
Market value$60.76M
1.17%
Sole
0.00
Shared
412.10K
None
0.00
AMAZON COM INC
DFNDShares581.16K
TypeSH
Market value$60.03M
1.15%
Sole
0.00
Shared
581.16K
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares753.34K
TypeSH
Market value$57.43M
1.10%
Sole
0.00
Shared
753.34K
None
0.00
WISDOMTREE TR
DFNDShares1.11M
TypeSH
Market value$55.78M
1.07%
Sole
0.00
Shared
1.11M
None
0.00
KURA SUSHI USA INC
DFNDShares823.66K
TypeSH
Market value$54.23M
1.04%
Sole
0.00
Shared
823.66K
None
0.00
ISHARES TR
DFNDShares1.05M
TypeSH
Market value$52.92M
1.02%
Sole
0.00
Shared
1.05M
None
0.00
MERCK & CO INC
DFNDShares493.03K
TypeSH
Market value$52.45M
1.01%
Sole
0.00
Shared
493.03K
None
0.00
J P MORGAN EXCHANGE TRADED F
DFNDShares910.81K
TypeSH
Market value$45.83M
0.88%
Sole
0.00
Shared
910.81K
None
0.00
OWL ROCK CAPITAL CORPORATION
DFNDShares3.53M
TypeSH
Market value$44.46M
0.85%
Sole
0.00
Shared
3.53M
None
0.00
VISA INC
DFNDShares186.78K
TypeSH
Market value$42.11M
0.81%
Sole
0.00
Shared
186.78K
None
0.00
FIRST TR MORNINGSTAR DIVID L
DFNDShares1.13M
TypeSH
Market value$40.08M
0.77%
Sole
0.00
Shared
1.13M
None
0.00
MASTERCARD INCORPORATED
DFNDShares108.59K
TypeSH
Market value$39.46M
0.76%
Sole
0.00
Shared
108.59K
None
0.00
FIRST TR EXCHANGE-TRADED FD
DFNDShares803.32K
TypeSH
Market value$38.46M
0.74%
Sole
0.00
Shared
803.32K
None
0.00
ALPS ETF TR
DFNDShares938.87K
TypeSH
Market value$36.29M
0.70%
Sole
0.00
Shared
938.87K
None
0.00
ALPHABET INC
DFNDShares346.32K
TypeSH
Market value$36.02M
0.69%
Sole
0.00
Shared
346.32K
None
0.00
JPMORGAN CHASE & CO
DFNDShares272.97K
TypeSH
Market value$35.57M
0.68%
Sole
0.00
Shared
272.97K
None
0.00
BROADCOM INC
DFNDShares54.20K
TypeSH
Market value$34.77M
0.67%
Sole
0.00
Shared
54.20K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 780.72K | SH | $159.35M 3.06% | 0.00 | 780.72K | 0.00 |
APPLE INCDFND | COM | 807.77K | SH | $133.20M 2.56% | 0.00 | 807.77K | 0.00 |
ISHARES TRDFND | 1 3 YR TREAS BD | 1.47M | SH | $120.88M 2.32% | 0.00 | 1.47M | 0.00 |
ISHARES TRDFND | RUS 1000 VAL ETF | 703.53K | SH | $107.12M 2.06% | 0.00 | 703.53K | 0.00 |
MICROSOFT CORPDFND | COM | 336.16K | SH | $96.91M 1.86% | 0.00 | 336.16K | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 188.41K | SH | $77.13M 1.48% | 0.00 | 188.41K | 0.00 |
ISHARES TRDFND | RUS MDCP VAL ETF | 671.82K | SH | $71.35M 1.37% | 0.00 | 671.82K | 0.00 |
ISHARES TRDFND | RUS 1000 GRW ETF | 258.48K | SH | $63.16M 1.21% | 0.00 | 258.48K | 0.00 |
WALMART INCDFND | COM | 412.10K | SH | $60.76M 1.17% | 0.00 | 412.10K | 0.00 |
AMAZON COM INCDFND | COM | 581.16K | SH | $60.03M 1.15% | 0.00 | 581.16K | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 753.34K | SH | $57.43M 1.10% | 0.00 | 753.34K | 0.00 |
WISDOMTREE TRDFND | FLOATNG RAT TREA | 1.11M | SH | $55.78M 1.07% | 0.00 | 1.11M | 0.00 |
KURA SUSHI USA INCDFND | CL A COM | 823.66K | SH | $54.23M 1.04% | 0.00 | 823.66K | 0.00 |
ISHARES TRDFND | ISHS 1-5YR INVS | 1.05M | SH | $52.92M 1.02% | 0.00 | 1.05M | 0.00 |
MERCK & CO INCDFND | COM | 493.03K | SH | $52.45M 1.01% | 0.00 | 493.03K | 0.00 |
J P MORGAN EXCHANGE TRADED FDFND | ULTRA SHRT INC | 910.81K | SH | $45.83M 0.88% | 0.00 | 910.81K | 0.00 |
OWL ROCK CAPITAL CORPORATIONDFND | COM | 3.53M | SH | $44.46M 0.85% | 0.00 | 3.53M | 0.00 |
VISA INCDFND | COM CL A | 186.78K | SH | $42.11M 0.81% | 0.00 | 186.78K | 0.00 |
FIRST TR MORNINGSTAR DIVID LDFND | SHS | 1.13M | SH | $40.08M 0.77% | 0.00 | 1.13M | 0.00 |
MASTERCARD INCORPORATEDDFND | CL A | 108.59K | SH | $39.46M 0.76% | 0.00 | 108.59K | 0.00 |
FIRST TR EXCHANGE-TRADED FDDFND | FST LOW OPPT EFT | 803.32K | SH | $38.46M 0.74% | 0.00 | 803.32K | 0.00 |
ALPS ETF TRDFND | ALERIAN MLP | 938.87K | SH | $36.29M 0.70% | 0.00 | 938.87K | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 346.32K | SH | $36.02M 0.69% | 0.00 | 346.32K | 0.00 |
JPMORGAN CHASE & CODFND | COM | 272.97K | SH | $35.57M 0.68% | 0.00 | 272.97K | 0.00 |
BROADCOM INCDFND | COM | 54.20K | SH | $34.77M 0.67% | 0.00 | 54.20K | 0.00 |
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