Filed: 1/25/2023ACC: 0000757657-23-000004
📋 What this filing means
STEPHENS INC /AR/ filed this quarterly 13F‑HR report disclosing 1169 equity positions with a total reported market value of $4.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1169
Positions
$4.88M
Total AUM (reported)
76.80M
Total Shares
Allocation by class
OM$2.13M43.7%
OTAL STK MKT$146.5K3.0%
L A$126.3K2.6%
US 1000 VAL ETF$123.4K2.5%
3 YR TREAS BD$101.3K2.1%
US MDCP VAL ETF$86.6K1.8%
R UNIT$76.2K1.6%
Portfolio Concentration
Top 3$379.1K7.8%
4–10$531.9K10.9%
11–25$623.6K12.8%
Rest$3.35M68.6%
Top 3 weight
7.8%
Top 10 weight
18.7%
Voting Authority Distribution
Total shares with voting rights: 76.80M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
76.80M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1169
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1169
Rows:
VANGUARD INDEX FDS
DFNDShares766.46K
TypeSH
Market value$146.5K
3.00%
Sole
0.00
Shared
766.46K
None
0.00
ISHARES TR
DFNDShares813.52K
TypeSH
Market value$123.4K
2.53%
Sole
0.00
Shared
813.52K
None
0.00
APPLE INC
DFNDShares840.22K
TypeSH
Market value$109.2K
2.24%
Sole
0.00
Shared
840.22K
None
0.00
ISHARES TR
DFNDShares1.25M
TypeSH
Market value$101.3K
2.07%
Sole
0.00
Shared
1.25M
None
0.00
ISHARES TR
DFNDShares822.26K
TypeSH
Market value$86.6K
1.77%
Sole
0.00
Shared
822.26K
None
0.00
MICROSOFT CORP
DFNDShares345.02K
TypeSH
Market value$82.7K
1.70%
Sole
0.00
Shared
345.02K
None
0.00
SPDR S&P 500 ETF TR
DFNDShares191.60K
TypeSH
Market value$73.3K
1.50%
Sole
0.00
Shared
191.60K
None
0.00
ISHARES TR
DFNDShares338.40K
TypeSH
Market value$72.5K
1.49%
Sole
0.00
Shared
338.40K
None
0.00
WALMART INC
DFNDShares415.34K
TypeSH
Market value$58.9K
1.21%
Sole
0.00
Shared
415.34K
None
0.00
MERCK & CO INC
DFNDShares510.51K
TypeSH
Market value$56.6K
1.16%
Sole
0.00
Shared
510.51K
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares744.73K
TypeSH
Market value$56.0K
1.15%
Sole
0.00
Shared
744.73K
None
0.00
ISHARES TR
DFNDShares1.08M
TypeSH
Market value$54.0K
1.11%
Sole
0.00
Shared
1.08M
None
0.00
ISHARES TR
DFNDShares525.79K
TypeSH
Market value$44.0K
0.90%
Sole
0.00
Shared
525.79K
None
0.00
KURA SUSHI USA INC
DFNDShares899.49K
TypeSH
Market value$42.9K
0.88%
Sole
0.00
Shared
899.49K
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares78.45K
TypeSH
Market value$41.6K
0.85%
Sole
0.00
Shared
78.45K
None
0.00
OWL ROCK CAPITAL CORPORATION
DFNDShares3.56M
TypeSH
Market value$41.1K
0.84%
Sole
0.00
Shared
3.56M
None
0.00
AMAZON COM INC
DFNDShares480.86K
TypeSH
Market value$40.4K
0.83%
Sole
0.00
Shared
480.86K
None
0.00
JOHNSON & JOHNSON
DFNDShares227.19K
TypeSH
Market value$40.1K
0.82%
Sole
0.00
Shared
227.19K
None
0.00
WISDOMTREE TR
DFNDShares788.53K
TypeSH
Market value$39.6K
0.81%
Sole
0.00
Shared
788.53K
None
0.00
VISA INC
DFNDShares190.56K
TypeSH
Market value$39.6K
0.81%
Sole
0.00
Shared
190.56K
None
0.00
MASTERCARD INCORPORATED
DFNDShares108.23K
TypeSH
Market value$37.6K
0.77%
Sole
0.00
Shared
108.23K
None
0.00
ALPS ETF TR
DFNDShares967.25K
TypeSH
Market value$36.8K
0.75%
Sole
0.00
Shared
967.25K
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares1.64M
TypeSH
Market value$36.8K
0.75%
Sole
0.00
Shared
1.64M
None
0.00
ISHARES TR
DFNDShares264.05K
TypeSH
Market value$36.6K
0.75%
Sole
0.00
Shared
264.05K
None
0.00
JPMORGAN CHASE & CO
DFNDShares271.94K
TypeSH
Market value$36.5K
0.75%
Sole
0.00
Shared
271.94K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | OTAL STK MKT | 766.46K | SH | $146.5K 3.00% | 0.00 | 766.46K | 0.00 |
ISHARES TRDFND | US 1000 VAL ETF | 813.52K | SH | $123.4K 2.53% | 0.00 | 813.52K | 0.00 |
APPLE INCDFND | OM | 840.22K | SH | $109.2K 2.24% | 0.00 | 840.22K | 0.00 |
ISHARES TRDFND | 3 YR TREAS BD | 1.25M | SH | $101.3K 2.07% | 0.00 | 1.25M | 0.00 |
ISHARES TRDFND | US MDCP VAL ETF | 822.26K | SH | $86.6K 1.77% | 0.00 | 822.26K | 0.00 |
MICROSOFT CORPDFND | OM | 345.02K | SH | $82.7K 1.70% | 0.00 | 345.02K | 0.00 |
SPDR S&P 500 ETF TRDFND | R UNIT | 191.60K | SH | $73.3K 1.50% | 0.00 | 191.60K | 0.00 |
ISHARES TRDFND | US 1000 GRW ETF | 338.40K | SH | $72.5K 1.49% | 0.00 | 338.40K | 0.00 |
WALMART INCDFND | OM | 415.34K | SH | $58.9K 1.21% | 0.00 | 415.34K | 0.00 |
MERCK & CO INCDFND | OM | 510.51K | SH | $56.6K 1.16% | 0.00 | 510.51K | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | HRT TRM CORP BD | 744.73K | SH | $56.0K 1.15% | 0.00 | 744.73K | 0.00 |
ISHARES TRDFND | SHS 1-5YR INVS | 1.08M | SH | $54.0K 1.11% | 0.00 | 1.08M | 0.00 |
ISHARES TRDFND | US MD CP GR ETF | 525.79K | SH | $44.0K 0.90% | 0.00 | 525.79K | 0.00 |
KURA SUSHI USA INCDFND | L A COM | 899.49K | SH | $42.9K 0.88% | 0.00 | 899.49K | 0.00 |
UNITEDHEALTH GROUP INCDFND | OM | 78.45K | SH | $41.6K 0.85% | 0.00 | 78.45K | 0.00 |
OWL ROCK CAPITAL CORPORATIONDFND | OM | 3.56M | SH | $41.1K 0.84% | 0.00 | 3.56M | 0.00 |
AMAZON COM INCDFND | OM | 480.86K | SH | $40.4K 0.83% | 0.00 | 480.86K | 0.00 |
JOHNSON & JOHNSONDFND | OM | 227.19K | SH | $40.1K 0.82% | 0.00 | 227.19K | 0.00 |
WISDOMTREE TRDFND | LOATNG RAT TREA | 788.53K | SH | $39.6K 0.81% | 0.00 | 788.53K | 0.00 |
VISA INCDFND | OM CL A | 190.56K | SH | $39.6K 0.81% | 0.00 | 190.56K | 0.00 |
MASTERCARD INCORPORATEDDFND | L A | 108.23K | SH | $37.6K 0.77% | 0.00 | 108.23K | 0.00 |
ALPS ETF TRDFND | LERIAN MLP | 967.25K | SH | $36.8K 0.75% | 0.00 | 967.25K | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | AR RATE PFD | 1.64M | SH | $36.8K 0.75% | 0.00 | 1.64M | 0.00 |
ISHARES TRDFND | US 2000 VAL ETF | 264.05K | SH | $36.6K 0.75% | 0.00 | 264.05K | 0.00 |
JPMORGAN CHASE & CODFND | OM | 271.94K | SH | $36.5K 0.75% | 0.00 | 271.94K | 0.00 |
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