Filed: 11/2/2022ACC: 0000757657-22-000021
📋 What this filing means
STEPHENS INC /AR/ filed this quarterly 13F‑HR report disclosing 1202 equity positions with a total reported market value of $4.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1202
Positions
$4.68M
Total AUM (reported)
81.55M
Total Shares
Allocation by class
OM$2.00M42.7%
OTAL STK MKT$124.0K2.6%
L A$117.1K2.5%
US 1000 VAL ETF$113.1K2.4%
3 YR TREAS BD$92.3K2.0%
US MDCP VAL ETF$78.4K1.7%
R UNIT$71.9K1.5%
Portfolio Concentration
Top 3$353.9K7.6%
4–10$518.2K11.1%
11–25$613.0K13.1%
Rest$3.20M68.3%
Top 3 weight
7.6%
Top 10 weight
18.6%
Voting Authority Distribution
Total shares with voting rights: 81.55M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
81.55M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1202
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1202
Rows:
VANGUARD INDEX FDS
DFNDShares690.93K
TypeSH
Market value$124.0K
2.65%
Sole
0.00
Shared
690.93K
None
0.00
APPLE INC
DFNDShares845.24K
TypeSH
Market value$116.8K
2.49%
Sole
0.00
Shared
845.24K
None
0.00
ISHARES TR
DFNDShares831.82K
TypeSH
Market value$113.1K
2.42%
Sole
0.00
Shared
831.82K
None
0.00
ISHARES TR
DFNDShares1.14M
TypeSH
Market value$92.3K
1.97%
Sole
0.00
Shared
1.14M
None
0.00
MICROSOFT CORP
DFNDShares341.94K
TypeSH
Market value$79.6K
1.70%
Sole
0.00
Shared
341.94K
None
0.00
ISHARES TR
DFNDShares816.03K
TypeSH
Market value$78.4K
1.67%
Sole
0.00
Shared
816.03K
None
0.00
ISHARES TR
DFNDShares333.88K
TypeSH
Market value$70.2K
1.50%
Sole
0.00
Shared
333.88K
None
0.00
SPDR S&P 500 ETF TR
DFNDShares194.23K
TypeSH
Market value$69.4K
1.48%
Sole
0.00
Shared
194.23K
None
0.00
ISHARES TR
DFNDShares1.33M
TypeSH
Market value$65.4K
1.40%
Sole
0.00
Shared
1.33M
None
0.00
KURA SUSHI USA INC
DFNDShares854.94K
TypeSH
Market value$62.9K
1.34%
Sole
0.00
Shared
854.94K
None
0.00
AMAZON COM INC
DFNDShares556.20K
TypeSH
Market value$62.9K
1.34%
Sole
0.00
Shared
556.20K
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares768.79K
TypeSH
Market value$57.1K
1.22%
Sole
0.00
Shared
768.79K
None
0.00
WALMART INC
DFNDShares400.09K
TypeSH
Market value$51.9K
1.11%
Sole
0.00
Shared
400.09K
None
0.00
MERCK & CO INC
DFNDShares496.09K
TypeSH
Market value$42.7K
0.91%
Sole
0.00
Shared
496.09K
None
0.00
ISHARES TR
DFNDShares521.29K
TypeSH
Market value$40.9K
0.87%
Sole
0.00
Shared
521.29K
None
0.00
J P MORGAN EXCHANGE TRADED F
DFNDShares785.37K
TypeSH
Market value$39.4K
0.84%
Sole
0.00
Shared
785.37K
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares74.80K
TypeSH
Market value$37.8K
0.81%
Sole
0.00
Shared
74.80K
None
0.00
ALPS ETF TR
DFNDShares1.03M
TypeSH
Market value$37.6K
0.80%
Sole
0.00
Shared
1.03M
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares1.70M
TypeSH
Market value$37.2K
0.79%
Sole
0.00
Shared
1.70M
None
0.00
ISHARES TR
DFNDShares286.06K
TypeSH
Market value$36.9K
0.79%
Sole
0.00
Shared
286.06K
None
0.00
ALPHABET INC
DFNDShares367.71K
TypeSH
Market value$35.4K
0.75%
Sole
0.00
Shared
367.71K
None
0.00
JOHNSON & JOHNSON
DFNDShares213.61K
TypeSH
Market value$34.9K
0.75%
Sole
0.00
Shared
213.61K
None
0.00
OWL ROCK CAPITAL CORPORATION
DFNDShares3.28M
TypeSH
Market value$34.0K
0.73%
Sole
0.00
Shared
3.28M
None
0.00
ISHARES TR
DFNDShares642.27K
TypeSH
Market value$32.4K
0.69%
Sole
0.00
Shared
642.27K
None
0.00
ISHARES TR
DFNDShares1.01M
TypeSH
Market value$32.0K
0.68%
Sole
0.00
Shared
1.01M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | OTAL STK MKT | 690.93K | SH | $124.0K 2.65% | 0.00 | 690.93K | 0.00 |
APPLE INCDFND | OM | 845.24K | SH | $116.8K 2.49% | 0.00 | 845.24K | 0.00 |
ISHARES TRDFND | US 1000 VAL ETF | 831.82K | SH | $113.1K 2.42% | 0.00 | 831.82K | 0.00 |
ISHARES TRDFND | 3 YR TREAS BD | 1.14M | SH | $92.3K 1.97% | 0.00 | 1.14M | 0.00 |
MICROSOFT CORPDFND | OM | 341.94K | SH | $79.6K 1.70% | 0.00 | 341.94K | 0.00 |
ISHARES TRDFND | US MDCP VAL ETF | 816.03K | SH | $78.4K 1.67% | 0.00 | 816.03K | 0.00 |
ISHARES TRDFND | US 1000 GRW ETF | 333.88K | SH | $70.2K 1.50% | 0.00 | 333.88K | 0.00 |
SPDR S&P 500 ETF TRDFND | R UNIT | 194.23K | SH | $69.4K 1.48% | 0.00 | 194.23K | 0.00 |
ISHARES TRDFND | SHS 1-5YR INVS | 1.33M | SH | $65.4K 1.40% | 0.00 | 1.33M | 0.00 |
KURA SUSHI USA INCDFND | L A COM | 854.94K | SH | $62.9K 1.34% | 0.00 | 854.94K | 0.00 |
AMAZON COM INCDFND | OM | 556.20K | SH | $62.9K 1.34% | 0.00 | 556.20K | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | HRT TRM CORP BD | 768.79K | SH | $57.1K 1.22% | 0.00 | 768.79K | 0.00 |
WALMART INCDFND | OM | 400.09K | SH | $51.9K 1.11% | 0.00 | 400.09K | 0.00 |
MERCK & CO INCDFND | OM | 496.09K | SH | $42.7K 0.91% | 0.00 | 496.09K | 0.00 |
ISHARES TRDFND | US MD CP GR ETF | 521.29K | SH | $40.9K 0.87% | 0.00 | 521.29K | 0.00 |
J P MORGAN EXCHANGE TRADED FDFND | LTRA SHRT INC | 785.37K | SH | $39.4K 0.84% | 0.00 | 785.37K | 0.00 |
UNITEDHEALTH GROUP INCDFND | OM | 74.80K | SH | $37.8K 0.81% | 0.00 | 74.80K | 0.00 |
ALPS ETF TRDFND | LERIAN MLP | 1.03M | SH | $37.6K 0.80% | 0.00 | 1.03M | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | AR RATE PFD | 1.70M | SH | $37.2K 0.79% | 0.00 | 1.70M | 0.00 |
ISHARES TRDFND | US 2000 VAL ETF | 286.06K | SH | $36.9K 0.79% | 0.00 | 286.06K | 0.00 |
ALPHABET INCDFND | AP STK CL C | 367.71K | SH | $35.4K 0.75% | 0.00 | 367.71K | 0.00 |
JOHNSON & JOHNSONDFND | OM | 213.61K | SH | $34.9K 0.75% | 0.00 | 213.61K | 0.00 |
OWL ROCK CAPITAL CORPORATIONDFND | OM | 3.28M | SH | $34.0K 0.73% | 0.00 | 3.28M | 0.00 |
ISHARES TRDFND | RS FLT RT BD | 642.27K | SH | $32.4K 0.69% | 0.00 | 642.27K | 0.00 |
ISHARES TRDFND | FD AND INCM SEC | 1.01M | SH | $32.0K 0.68% | 0.00 | 1.01M | 0.00 |
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